← All Tracked Holdings
Oaktree Capital Management LP
Current Holdings
| Company ▲ ▼ | Asset / Class ▲ ▼ | Holding history | Current Weight ▲ ▼ | Previous Weight ▲ ▼ | Δ % ▲ ▼ |
|---|---|---|---|---|---|
| STATE STREET CORP | ETF | 14.0420% | 0.0000% | +14.04% | |
| INVESCO QQQ TRUST SERIES 1 | ETF | 9.0440% | 5.0173% | +4.03% | |
| TORM PLC | Common | 7.2753% | 10.2953% | -3.02% | |
| EXPAND ENERGY CORP | Common | 6.6278% | 8.7686% | -2.14% | |
| GARRETT MOTION INC | Common | 3.8184% | 4.0443% | -0.23% | |
| ANGLOGOLD ASHANTI PLC | Common | 3.5686% | 4.7856% | -1.22% | |
| CORE SCIENTIFIC INC | Common | 3.5489% | 2.9319% | +0.62% | |
| INDIVIOR PHARMACEUTICALS INC | Common | 3.4887% | 3.2465% | +0.24% | |
| TELEPHONE AND DATA SYSTEMS INC | Common | 2.7133% | 2.7558% | -0.04% | |
| VIPER ENERGY INC | Common | 2.2309% | 2.7170% | -0.49% | |
| TALEN ENERGY CORP | Common | 1.7657% | 2.3423% | -0.58% | |
| BARRICK MINING CORP | Common | 1.6342% | 1.6329% | +0.00% | |
| ITAU UNIBANCO HOLDING SA | ADR | 1.3580% | 1.5578% | -0.20% | |
| LIBERTY GLOBAL LTD | Common | 1.3492% | 1.5767% | -0.23% | |
| OAKTREE SPECIALTY LENDING CORP | Common | 1.3044% | 0.3192% | +0.99% | |
| FREEPORT-MCMORAN INC | Common | 1.0483% | 1.0938% | -0.05% | |
| GRUPO AEROMEXICO SAB DE CV | ADR | 0.9913% | 0.8480% | +0.14% | |
| KILROY REALTY CORP | REIT | 0.9620% | 0.7959% | +0.17% | |
| PEBBLEBROOK HOTEL TRUST | Convertible bond | 0.8756% | 0.8598% | +0.02% | |
| BIOMARIN PHARMACEUTICAL INC | Convertible bond | 0.8656% | 0.8239% | +0.04% | |
| SEA LTD | Convertible bond | 0.8612% | 0.7157% | +0.15% | |
| ETSY INC | Convertible bond | 0.8488% | 0.8357% | +0.01% | |
| SEA LTD | ADR | 0.8450% | 0.0000% | +0.85% | |
| LIBERTY LATIN AMERICA LTD | Common | 0.8172% | 0.7733% | +0.04% | |
| ENPHASE ENERGY INC | Convertible bond | 0.7995% | 0.7717% | +0.03% | |
| DEXCOM INC | Convertible bond | 0.7923% | 0.5685% | +0.22% | |
| BAUSCH LOMB CORP | Common | 0.7908% | 0.8203% | -0.03% | |
| VIASAT INC | Common | 0.7855% | 0.0000% | +0.79% | |
| ECHOSTAR CORP | Convertible bond | 0.7806% | 0.9813% | -0.20% | |
| MARRIOTT VACATIONS WORLDWIDE CORP | Convertible bond | 0.7765% | 0.7650% | +0.01% | |
| DRAFTKINGS INC | Convertible bond | 0.7561% | 0.6101% | +0.15% | |
| CONMED CORP | Convertible bond | 0.7281% | 0.5356% | +0.19% | |
| MAKEMYTRIP LTD | Common | 0.7270% | 0.0000% | +0.73% | |
| RIOT PLATFORMS INC | Convertible bond | 0.7255% | 1.4002% | -0.67% | |
| TELADOC HEALTH INC | Convertible bond | 0.7252% | 0.4837% | +0.24% | |
| BENTLEY SYSTEMS INC | Convertible bond | 0.7239% | 0.6816% | +0.04% | |
| MATTHEWS INTERNATIONAL CORP | Common | 0.7195% | 0.0000% | +0.72% | |
| XP INC | Common | 0.7033% | 0.9211% | -0.22% | |
| UNITY SOFTWARE INC | Convertible bond | 0.6749% | 0.5333% | +0.14% | |
| FIVE9 INC | Convertible bond | 0.6581% | 0.2893% | +0.37% | |
| LYONDELLBASELL INDUSTRIES NV | Common | 0.6576% | 0.6143% | +0.04% | |
| SHIFT4 PAYMENTS INC | Convertible bond | 0.6420% | 0.3915% | +0.25% | |
| YPF SA | ADR | 0.6255% | 0.6249% | +0.00% | |
| TRANSALTA CORP | Common | 0.5757% | 1.2822% | -0.71% | |
| VISTEON CORP | Common | 0.5507% | 0.0000% | +0.55% | |
| RUNWAY GROWTH FINANCE CORP | Common | 0.5473% | 0.7365% | -0.19% | |
| ENOVIS CORP | Convertible bond | 0.5245% | 0.0000% | +0.52% | |
| AMPHASTAR PHARMACEUTICALS INC | Convertible bond | 0.5162% | 0.5255% | -0.01% | |
| AFFIRM HOLDINGS INC | Convertible bond | 0.4759% | 0.1707% | +0.31% | |
| ARRAY TECHNOLOGIES INC | Convertible bond | 0.4389% | 0.4299% | +0.01% | |
| EMBRAER SA | Common | 0.3893% | 0.4051% | -0.02% | |
| SNAP INC | Convertible bond | 0.3703% | 0.2857% | +0.08% | |
| ARRAY DIGITAL INFRASTRUCTURE INC | Common | 0.3506% | 0.5098% | -0.16% | |
| RICE ACQUISITION CORP 3 | Common | 0.3497% | 0.3774% | -0.03% | |
| SHARONAI HOLDINGS INC | Common | 0.3401% | 0.3466% | -0.01% | |
| SPECTRUM BRANDS HOLDINGS INC | Convertible bond | 0.3400% | 0.3987% | -0.06% | |
| TERNIUM SA | ADR | 0.3391% | 0.3569% | -0.02% | |
| QUANTUM CORP | Common | 0.3071% | 0.0000% | +0.31% | |
| WINNEBAGO INDUSTRIES INC | Convertible bond | 0.2598% | 0.1297% | +0.13% | |
| BLOCK INC | Convertible bond | 0.2369% | 0.1569% | +0.08% | |
| SNAP INC | Convertible bond | 0.2234% | 0.0835% | +0.14% | |
| SIMPLY GOOD FOODS CO/THE | Common | 0.2219% | 0.2471% | -0.03% | |
| COGENT BIOSCIENCES INC | Convertible bond | 0.2048% | 0.1912% | +0.01% | |
| SURGERY PARTNERS INC | Common | 0.2011% | 0.0000% | +0.20% | |
| BLACKSTONE MORTGAGE TRUST INC | REIT | 0.1952% | 0.1966% | -0.00% | |
| UPWORK INC | Convertible bond | 0.1949% | 0.1870% | +0.01% | |
| WORKIVA INC | Convertible bond | 0.1947% | 0.0000% | +0.19% | |
| ETSY INC | Convertible bond | 0.1930% | 0.0000% | +0.19% | |
| REDFIN CORP | Convertible bond | 0.1880% | 0.1345% | +0.05% | |
| STARWOOD PROPERTY TRUST INC | Convertible bond | 0.1675% | 0.0000% | +0.17% | |
| BITDEER TECHNOLOGIES GROUP | Common | 0.1652% | 0.0000% | +0.17% | |
| SNOWFLAKE INC | Convertible bond | 0.1651% | 0.0289% | +0.14% | |
| MAGNACHIP SEMICONDUCTOR CORP | Common | 0.1641% | 0.1217% | +0.04% | |
| NABORS INDUSTRIES LTD | Convertible bond | 0.1567% | 0.2242% | -0.07% | |
| AEROVIRONMENT INC | Convertible bond | 0.1565% | 0.1543% | +0.00% | |
| ITRON INC | Convertible bond | 0.1554% | 0.1590% | -0.00% | |
| ZIFF DAVIS INC | Convertible bond | 0.1545% | 0.1512% | +0.00% | |
| MAYFAIR GOLD CORP | Common | 0.1536% | 0.2115% | -0.06% | |
| ARROWHEAD PHARMACEUTICALS INC | Common | 0.1520% | 0.1749% | -0.02% | |
| BLUE MOON METALS INC | Common | 0.1483% | 0.1659% | -0.02% | |
| ENVISTA HOLDINGS CORP | Convertible bond | 0.1422% | 0.2426% | -0.10% | |
| CLOUDFLARE INC | Convertible bond | 0.1415% | 0.0000% | +0.14% | |
| RAPID7 INC | Convertible bond | 0.1347% | 0.0240% | +0.11% | |
| FRESHPET INC | Convertible bond | 0.1277% | 0.0000% | +0.13% | |
| ALPHATEC HOLDINGS INC | Convertible bond | 0.1269% | 0.0000% | +0.13% | |
| SMARTRENT INC | Common | 0.1239% | 0.1717% | -0.05% | |
| UPSTART HOLDINGS INC | Convertible bond | 0.1148% | 0.0731% | +0.04% | |
| SITIME CORP | Convertible bond | 0.1124% | 0.0000% | +0.11% | |
| REDWOOD TRUST INC | Convertible bond | 0.1110% | 0.1277% | -0.02% | |
| DOORDASH INC | Convertible bond | 0.1107% | 0.0000% | +0.11% | |
| JD.COM INC | Convertible bond | 0.1101% | 0.1681% | -0.06% | |
| ALARM.COM HOLDINGS INC | Convertible bond | 0.1079% | 0.0142% | +0.09% | |
| PENNYMAC MORTGAGE INVESTMENT TRUST | Convertible bond | 0.1008% | 0.0633% | +0.04% | |
| CERENCE INC | Convertible bond | 0.1004% | 0.0803% | +0.02% | |
| CELCUITY INC | Convertible bond | 0.0990% | 0.0000% | +0.10% | |
| WORKIVA INC | Convertible bond | 0.0980% | 0.0000% | +0.10% | |
| CRACKER BARREL OLD COUNTRY STORE INC | Convertible bond | 0.0954% | 0.0000% | +0.10% | |
| ETSY INC | Convertible bond | 0.0952% | 0.0000% | +0.10% | |
| PAGERDUTY INC | Convertible bond | 0.0929% | 0.0819% | +0.01% | |
| LIBERTY LATIN AMERICA LTD | Common | 0.0913% | 0.1106% | -0.02% | |
| SAREPTA THERAPEUTICS INC | Convertible bond | 0.0880% | 0.0000% | +0.09% | |
| LCI INDUSTRIES | Convertible bond | 0.0879% | 0.0000% | +0.09% | |
| UBER TECHNOLOGIES INC | Convertible bond | 0.0867% | 0.0000% | +0.09% | |
| BILL HOLDINGS INC | Convertible bond | 0.0850% | 0.0488% | +0.04% | |
| GREEN PLAINS INC | Convertible bond | 0.0687% | 0.0760% | -0.01% | |
| GLADSTONE CAPITAL CORP | Convertible bond | 0.0670% | 0.0272% | +0.04% | |
| STRATEGY INC | Convertible bond | 0.0654% | 0.1534% | -0.09% | |
| FIRSTENERGY CORP | Convertible bond | 0.0649% | 0.0000% | +0.06% | |
| RUBRIK INC | Convertible bond | 0.0640% | 0.0000% | +0.06% | |
| NORTHERN OIL & GAS INC | Convertible bond | 0.0615% | 0.0336% | +0.03% | |
| BATTALION OIL CORP | Common | 0.0547% | 0.1790% | -0.12% | |
| DPC HOLDINGS LTD | Common | 0.0511% | 0.0000% | +0.05% | |
| RIVIAN AUTOMOTIVE INC | Common | 0.0504% | 0.0190% | +0.03% | |
| ZIFF DAVIS INC | Convertible bond | 0.0485% | 0.0524% | -0.00% | |
| TRANSMEDICS GROUP INC | Convertible bond | 0.0471% | 0.0000% | +0.05% | |
| SERVICE PROPERTIES TRUST | REIT | 0.0466% | 0.0000% | +0.05% | |
| WEC ENERGY GROUP INC | Convertible bond | 0.0464% | 0.0000% | +0.05% | |
| AKAMAI TECHNOLOGIES INC | Convertible bond | 0.0435% | 0.0942% | -0.05% | |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | Convertible bond | 0.0395% | 0.0000% | +0.04% | |
| NUTANIX INC | Convertible bond | 0.0345% | 0.1183% | -0.08% | |
| MGP INGREDIENTS INC | Convertible bond | 0.0340% | 0.0920% | -0.06% | |
| UBER TECHNOLOGIES INC | Convertible bond | 0.0332% | 0.0367% | -0.00% | |
| LIVE NATION ENTERTAINMENT INC | Convertible bond | 0.0301% | 0.0299% | +0.00% | |
| HAEMONETICS CORP | Convertible bond | 0.0295% | 0.0122% | +0.02% | |
| DATADOG INC | Convertible bond | 0.0277% | 0.1139% | -0.09% | |
| BIOXCEL THERAPEUTICS INC | Common | 0.0270% | 0.0049% | +0.02% | |
| NN INC | Common | 0.0255% | 0.0000% | +0.03% | |
| FLUOR CORP | Convertible bond | 0.0234% | 0.0258% | -0.00% | |
| GROUPON INC | Convertible bond | 0.0230% | 0.0000% | +0.02% | |
| ON SEMICONDUCTOR CORP | Convertible bond | 0.0209% | 0.0000% | +0.02% | |
| TELECOM ARGENTINA SA | ADR | 0.0209% | 0.2892% | -0.27% | |
| REVOLUTION MEDICINES INC | Convertible bond | 0.0200% | 0.0000% | +0.02% | |
| CEMEX SAB DE CV | ADR | 0.0167% | 0.4821% | -0.47% | |
| ALVOTECH SA | Common | 0.0149% | 0.0181% | -0.00% | |
| NEOGENOMICS INC | Convertible bond | 0.0136% | 0.0778% | -0.06% | |
| ALIBABA GROUP HOLDING LTD | Convertible bond | 0.0123% | 0.0000% | +0.01% | |
| SNAP INC | Convertible bond | 0.0121% | 0.0561% | -0.04% | |
| IMMUNOCORE HOLDINGS PLC | Convertible bond | 0.0106% | 0.0115% | -0.00% | |
| SUNOPTA INC | Common | 0.0056% | 2.0471% | -2.04% | |
| RICE ACQUISITION CORP 3 | WARRANT | 0.0055% | 0.0049% | +0.00% | |
| ALVOTECH SA | Common | 0.0050% | 0.0052% | -0.00% | |
| SHAKE SHACK INC | Convertible bond | 0.0035% | 0.0000% | +0.00% | |
| OFFICE PROPERTIES INCOME TRUST/MD | REIT | 0.0026% | 0.0000% | +0.00% |
Historical Holdings
| Company ▲ ▼ | Asset / Class ▲ ▼ | Holding history | Held until ▲ ▼ |
|---|---|---|---|
| AMERICAN WATER CAPITAL CORP | Convertible bond | Q1 2026 | |
| BANDWIDTH INC | Convertible bond | Q1 2026 | |
| BLOCK INC | Convertible bond | Q1 2026 | |
| CALLAWAY GOLF CO | Convertible bond | Q1 2026 | |
| CBL & ASSOCIATES PROPERTIES INC | REIT | Q1 2026 | |
| CELCUITY INC | Convertible bond | Q1 2026 | |
| CHEESECAKE FACTORY INC/THE | Convertible bond | Q1 2026 | |
| COINBASE GLOBAL INC | Convertible bond | Q1 2026 | |
| COINBASE GLOBAL INC | Convertible bond | Q1 2026 | |
| CRACKER BARREL OLD COUNTRY STORE INC | Convertible bond | Q1 2026 | |
| CREDO TECHNOLOGY GROUP HOLDING LTD | Common | Q1 2026 | |
| DIGITALOCEAN HOLDINGS INC | Convertible bond | Q1 2026 | |
| ECOVYST INC | Common | Q1 2026 | |
| HDFC BANK LTD | ADR | Q1 2026 | |
| ILLUMINATION ACQUISITION CORP I | Common | Q1 2026 | |
| INVESCO SENIOR INCOME TRUST | ETF | Q1 2026 | |
| IRHYTHM TECHNOLOGIES INC | Common | Q1 2026 | |
| JAZZ PHARMACEUTICALS PLC | Common | Q1 2026 | |
| JBT MAREL CORP | Convertible bond | Q1 2026 | |
| JETBLUE AIRWAYS CORP | Convertible bond | Q1 2026 | |
| LCI INDUSTRIES | Convertible bond | Q1 2026 | |
| MERITAGE HOMES CORP | Convertible bond | Q1 2026 | |
| NEXTERA ENERGY INC | Common | Q1 2026 | |
| NOKIA OYJ | ADR | Q1 2026 | |
| NRG ENERGY INC | Common | Q1 2026 | |
| OKTA INC | Convertible bond | Q1 2026 | |
| OPTIMUM COMMUNICATIONS INC | Common | Q1 2026 | |
| PARSONS CORP | Convertible bond | Q1 2026 | |
| PDD HOLDINGS INC | ADR | Q1 2026 | |
| PENN ENTERTAINMENT INC | Convertible bond | Q1 2026 | |
| PETROLEO BRASILEIRO SA - PETROBRAS | ADR | Q1 2026 | |
| PG&E CORP | Convertible bond | Q1 2026 | |
| POST HOLDINGS INC | Convertible bond | Q1 2026 | |
| PROGRESS SOFTWARE CORP | Convertible bond | Q1 2026 | |
| Q2 HOLDINGS INC | Convertible bond | Q1 2026 | |
| REPLIGEN CORP | Convertible bond | Q1 2026 | |
| SOUTHERN CO/THE | Convertible bond | Q1 2026 | |
| STATE STREET SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF | ETF | Q1 2026 | |
| STRATEGY INC | Convertible bond | Q1 2026 | |
| SYNAPTICS INC | Convertible bond | Q1 2026 | |
| TRIP.COM GROUP LTD | Convertible bond | Q1 2026 | |
| AFFIRM HOLDINGS INC | Convertible bond | Q4 2025 | |
| AIRBNB INC | Convertible bond | Q4 2025 | |
| ALARM.COM HOLDINGS INC | Convertible bond | Q4 2025 | |
| ASCENDIS PHARMA A/S | Convertible bond | Q4 2025 | |
| BAUSCH HEALTH COS INC | Common | Q4 2025 | |
| BLACKLINE INC | Convertible bond | Q4 2025 | |
| BRIDGEBIO PHARMA INC | Convertible bond | Q4 2025 | |
| CABLE ONE INC | Convertible bond | Q4 2025 | |
| CALIFORNIA RESOURCES CORP | Common | Q4 2025 | |
| CMS ENERGY CORP | Convertible bond | Q4 2025 | |
| DAYFORCE INC | Convertible bond | Q4 2025 | |
| DROPBOX INC | Convertible bond | Q4 2025 | |
| ENPHASE ENERGY INC | Convertible bond | Q4 2025 | |
| EXPAND ENERGY CORP | Common | Q4 2025 | |
| FASTLY INC | Convertible bond | Q4 2025 | |
| FASTLY INC | Convertible bond | Q4 2025 | |
| FORD MOTOR CO | Convertible bond | Q4 2025 | |
| FTAI AVIATION LTD | Common | Q4 2025 | |
| FULL TRUCK ALLIANCE CO LTD | ADR | Q4 2025 | |
| GRAB HOLDINGS LTD | Common | Q4 2025 | |
| GROUPON INC | Convertible bond | Q4 2025 | |
| GUARDANT HEALTH INC | Convertible bond | Q4 2025 | |
| HAEMONETICS CORP | Convertible bond | Q4 2025 | |
| HERBALIFE LTD | Convertible bond | Q4 2025 | |
| Indivior Pharmaceuticals Inc | Common | Q4 2025 | |
| INFOSYS LTD | ADR | Q4 2025 | |
| KANZHUN LTD | ADR | Q4 2025 | |
| LANTHEUS HOLDINGS INC | Convertible bond | Q4 2025 | |
| LIVANOVA PLC | Convertible bond | Q4 2025 | |
| LYFT INC | Convertible bond | Q4 2025 | |
| MAGNITE INC | Convertible bond | Q4 2025 | |
| MARRIOTT INTERNATIONAL INC/MD | Common | Q4 2025 | |
| MITEK SYSTEMS INC | Convertible bond | Q4 2025 | |
| MKS INC | Convertible bond | Q4 2025 | |
| NU HOLDINGS LTD/CAYMAN ISLANDS | Common | Q4 2025 | |
| NUTANIX INC | Convertible bond | Q4 2025 | |
| ON SEMICONDUCTOR CORP | Convertible bond | Q4 2025 | |
| ONITY GROUP INC | Common | Q4 2025 | |
| ORACLE CORP | Common | Q4 2025 | |
| PELOTON INTERACTIVE INC | Convertible bond | Q4 2025 | |
| PENNYMAC MORTGAGE INVESTMENT TRUST | Convertible bond | Q4 2025 | |
| PPL CORP | Common | Q4 2025 | |
| RINGCENTRAL INC | Convertible bond | Q4 2025 | |
| SPOTIFY TECHNOLOGY SA | Common | Q4 2025 | |
| STAR BULK CARRIERS CORP | Common | Q4 2025 | |
| SUMMIT HOTEL PROPERTIES INC | Convertible bond | Q4 2025 | |
| TETRA TECH INC | Convertible bond | Q4 2025 | |
| TWO HARBORS INVESTMENT CORP | Convertible bond | Q4 2025 | |
| TYLER TECHNOLOGIES INC | Convertible bond | Q4 2025 | |
| VAIL RESORTS INC | Convertible bond | Q4 2025 | |
| VALE SA | ADR | Q4 2025 | |
| VANECK SEMICONDUCTOR ETF | ETF | Q4 2025 | |
| VERTEX INC | Convertible bond | Q4 2025 | |
| VISHAY INTERTECHNOLOGY INC | Convertible bond | Q4 2025 | |
| VISTA ENERGY SAB DE CV | ADR | Q4 2025 | |
| WEC ENERGY GROUP INC | Convertible bond | Q4 2025 | |
| WISDOMTREE INC | Convertible bond | Q4 2025 | |
| ACRES COMMERCIAL REALTY CORP | REIT | Q3 2025 | |
| BLACKLINE INC | Convertible bond | Q3 2025 | |
| BRIDGEBIO PHARMA INC | Convertible bond | Q3 2025 | |
| DEXCOM INC | Convertible bond | Q3 2025 | |
| ECHOSTAR CORP | Common | Q3 2025 | |
| ESPERION THERAPEUTICS INC | Convertible bond | Q3 2025 | |
| EVOLENT HEALTH INC | Convertible bond | Q3 2025 | |
| FIRST MAJESTIC SILVER CORP | Convertible bond | Q3 2025 | |
| FIVERR INTERNATIONAL LTD | Convertible bond | Q3 2025 | |
| FUBOTV INC | Convertible bond | Q3 2025 | |
| GUARDANT HEALTH INC | Convertible bond | Q3 2025 | |
| GUESS INC | Convertible bond | Q3 2025 | |
| ISHARES RUSSELL 2000 ETF | ETF | Q3 2025 | |
| JBS NV | Common | Q3 2025 | |
| LEGENCE CORP | Common | Q3 2025 | |
| LI AUTO INC | Convertible bond | Q3 2025 | |
| NABORS INDUSTRIES LTD | Common | Q3 2025 | |
| NOVOCURE LTD | Convertible bond | Q3 2025 | |
| Q2 HOLDINGS INC | Convertible bond | Q3 2025 | |
| TPI COMPOSITES INC | Common | Q3 2025 | |
| TRANSPORTADORA DE GAS DEL SUR SA | Common | Q3 2025 | |
| TRAVERE THERAPEUTICS INC | Convertible bond | Q3 2025 | |
| VERINT SYSTEMS INC | Convertible bond | Q3 2025 | |
| WAYFAIR INC | Convertible bond | Q3 2025 | |
| WINGSTOP INC | Common | Q3 2025 | |
| ALNYLAM PHARMACEUTICALS INC | Convertible bond | Q2 2025 | |
| AMERICAN AIRLINES GROUP INC | Convertible bond | Q2 2025 | |
| ANYWHERE REAL ESTATE INC | Convertible bond | Q2 2025 | |
| BANCO MACRO SA | ADR | Q2 2025 | |
| BERRY CORP | Common | Q2 2025 | |
| BRASKEM SA | ADR | Q2 2025 | |
| CLOUDFLARE INC | Convertible bond | Q2 2025 | |
| CYTOKINETICS INC | Convertible bond | Q2 2025 | |
| DUKE ENERGY CORP | Convertible bond | Q2 2025 | |
| ECOPETROL SA | ADR | Q2 2025 | |
| H WORLD GROUP LTD | Convertible bond | Q2 2025 | |
| HALOZYME THERAPEUTICS INC | Convertible bond | Q2 2025 | |
| HUDSON TECHNOLOGIES INC | Common | Q2 2025 | |
| INTEGRA LIFESCIENCES HOLDINGS CORP | Common | Q2 2025 | |
| KE HOLDINGS INC | ADR | Q2 2025 | |
| LUMENTUM HOLDINGS INC | Convertible bond | Q2 2025 | |
| MARRIOTT VACATIONS WORLDWIDE CORP | Convertible bond | Q2 2025 | |
| MESA LABORATORIES INC | Convertible bond | Q2 2025 | |
| NICE LTD | Convertible bond | Q2 2025 | |
| OKTA INC | Convertible bond | Q2 2025 | |
| PAGERDUTY INC | Convertible bond | Q2 2025 | |
| PAR TECHNOLOGY CORP | Convertible bond | Q2 2025 | |
| REDFIN CORP | Convertible bond | Q2 2025 | |
| SEAGATE TECHNOLOGY HOLDINGS PLC | Common | Q2 2025 | |
| SITIO ROYALTIES CORP | Common | Q2 2025 | |
| SSR MINING INC | Convertible bond | Q2 2025 | |
| STATE STREET CORP | ETF | Q2 2025 | |
| SUNNOVA ENERGY INTERNATIONAL INC | Convertible bond | Q2 2025 | |
| SUNNOVA ENERGY INTERNATIONAL INC | Convertible bond | Q2 2025 | |
| TRAVERE THERAPEUTICS INC | Convertible bond | Q2 2025 | |
| UBER TECHNOLOGIES INC | Convertible bond | Q2 2025 | |
| UNITI GROUP INC | Common | Q2 2025 | |
| VENTAS INC | REIT | Q2 2025 | |
| WIX.COM LTD | Convertible bond | Q2 2025 | |
| ALLIANT ENERGY CORP | Convertible bond | Q1 2025 | |
| BAIDU INC | ADR | Q1 2025 | |
| BARRICK GOLD CORP | Common | Q1 2025 | |
| BILIBILI INC | ADR | Q1 2025 | |
| COHERUS BIOSCIENCES INC | Common | Q1 2025 | |
| DAQO NEW ENERGY CORP | ADR | Q1 2025 | |
| EXPEDIA GROUP INC | Convertible bond | Q1 2025 | |
| EZCORP INC | Convertible bond | Q1 2025 | |
| FIVE9 INC | Convertible bond | Q1 2025 | |
| H WORLD GROUP LTD | ADR | Q1 2025 | |
| HEALTH CATALYST INC | Convertible bond | Q1 2025 | |
| JD.COM INC | ADR | Q1 2025 | |
| KINGSOFT CORP LTD | ADR | Q1 2025 | |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE | Convertible bond | Q1 2025 | |
| LUMENTUM HOLDINGS INC | Convertible bond | Q1 2025 | |
| NATIONAL VISION HOLDINGS INC | Convertible bond | Q1 2025 | |
| NEOGENOMICS INC | Convertible bond | Q1 2025 | |
| PACIRA BIOSCIENCES INC | Convertible bond | Q1 2025 | |
| REALREAL INC/THE | Convertible bond | Q1 2025 | |
| SHOPIFY INC | Convertible bond | Q1 2025 | |
| SNAP INC | Convertible bond | Q1 2025 | |
| SOLAREDGE TECHNOLOGIES INC | Common | Q1 2025 | |
| TANDEM DIABETES CARE INC | Convertible bond | Q1 2025 | |
| TELADOC HEALTH INC | Common | Q1 2025 | |
| VACASA INC | Common | Q1 2025 | |
| WAYFAIR INC | Convertible bond | Q1 2025 | |
| ZTO EXPRESS CAYMAN INC | Convertible bond | Q1 2025 | |
| 8X8 INC | Convertible bond | Q4 2024 | |
| ADVANCED ENERGY INDUSTRIES INC | Common | Q4 2024 | |
| AKAMAI TECHNOLOGIES INC | Convertible bond | Q4 2024 | |
| ARBOR REALTY TRUST INC | Convertible bond | Q4 2024 | |
| BENTLEY SYSTEMS INC | Convertible bond | Q4 2024 | |
| CARDLYTICS INC | Convertible bond | Q4 2024 | |
| CHEGG INC | Convertible bond | Q4 2024 | |
| COUPANG INC | Common | Q4 2024 | |
| ECD AUTOMOTIVE DESIGN INC | Common | Q4 2024 | |
| ENLINK MIDSTREAM LLC | Unit | Q4 2024 | |
| EVENTBRITE INC | Convertible bond | Q4 2024 | |
| INFINERA CORP | Common | Q4 2024 | |
| INSMED INC | Convertible bond | Q4 2024 | |
| LENDINGTREE INC | Convertible bond | Q4 2024 | |
| MARA HOLDINGS INC | Convertible bond | Q4 2024 | |
| MESOBLAST LTD | Common | Q4 2024 | |
| NETEASE INC | ADR | Q4 2024 | |
| NEW MOUNTAIN FINANCE CORP | Convertible bond | Q4 2024 | |
| NIO INC | Convertible bond | Q4 2024 | |
| NIO INC | Convertible bond | Q4 2024 | |
| NUVASIVE INC | Convertible bond | Q4 2024 | |
| PAMPA ENERGIA SA | Common | Q4 2024 | |
| PEGASYSTEMS INC | Convertible bond | Q4 2024 | |
| QUANTA SERVICES INC | Common | Q4 2024 | |
| REALREAL INC/THE | Convertible bond | Q4 2024 | |
| REDWOOD TRUST INC | Convertible bond | Q4 2024 | |
| RIVIAN AUTOMOTIVE INC | Common | Q4 2024 | |
| SOUTHERN CO/THE | Convertible bond | Q4 2024 | |
| SUNRISE COMMUNICATIONS AG/OLD | Common | Q4 2024 | |
| TRIP.COM GROUP LTD | ADR | Q4 2024 | |
| VISTRA CORP | Common | Q4 2024 | |
| YUM CHINA HOLDINGS INC | Common | Q4 2024 | |
| AIR TRANSPORT SERVICES GROUP INC | Convertible bond | Q3 2024 | |
| ALIBABA GROUP HOLDING LTD | ADR | Q3 2024 | |
| ATLANTICA SUSTAINABLE INFRASTRUCTURE JERSEY LTD | Convertible bond | Q3 2024 | |
| BANCO BRADESCO SA | ADR | Q3 2024 | |
| BILIBILI INC | Convertible bond | Q3 2024 | |
| BLOCK INC | Convertible bond | Q3 2024 | |
| ETSY INC | Convertible bond | Q3 2024 | |
| HALOZYME THERAPEUTICS INC | Convertible bond | Q3 2024 | |
| HIMS & HERS HEALTH INC | Common | Q3 2024 | |
| INNOVIVA INC | Convertible bond | Q3 2024 | |
| JOYY INC | ADR | Q3 2024 | |
| LIVE NATION ENTERTAINMENT INC | Convertible bond | Q3 2024 | |
| MANNKIND CORP | Convertible bond | Q3 2024 | |
| MIDDLEBY CORP/THE | Convertible bond | Q3 2024 | |
| PENNYMAC MORTGAGE INVESTMENT TRUST | Convertible bond | Q3 2024 | |
| PERFICIENT INC | Convertible bond | Q3 2024 | |
| SHIFT4 PAYMENTS INC | Convertible bond | Q3 2024 | |
| TECHTARGET INC | Convertible bond | Q3 2024 | |
| XOMETRY INC | Convertible bond | Q3 2024 | |
| ZSCALER INC | Convertible bond | Q3 2024 | |
| AIR TRANSPORT SERVICES GROUP INC | Convertible bond | Q2 2024 | |
| AZUL SA | Common | Q2 2024 | |
| BIOMARIN PHARMACEUTICAL INC | Convertible bond | Q2 2024 | |
| CHEGG INC | Convertible bond | Q2 2024 | |
| CONSTELLATION ENERGY CORP | Common | Q2 2024 | |
| EAGLE BULK SHIPPING INC | Convertible bond | Q2 2024 | |
| ENVESTNET INC | Convertible bond | Q2 2024 | |
| EVENTBRITE INC | Convertible bond | Q2 2024 | |
| GERDAU SA | ADR | Q2 2024 | |
| I3 VERTICALS INC | Convertible bond | Q2 2024 | |
| INSULET CORP | Convertible bond | Q2 2024 | |
| IQIYI INC | ADR | Q2 2024 | |
| NEVRO CORP | Convertible bond | Q2 2024 | |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | Convertible bond | Q2 2024 | |
| STAR HOLDINGS | Common | Q2 2024 | |
| TURNING POINT BRANDS INC | Convertible bond | Q2 2024 | |
| ZILLOW GROUP INC | Convertible bond | Q2 2024 | |
| ACCOLADE INC | Convertible bond | Q1 2024 | |
| CONFLUENT INC | Convertible bond | Q1 2024 | |
| EAGLE BULK SHIPPING INC | Common | Q1 2024 | |
| EURONET WORLDWIDE INC | Convertible bond | Q1 2024 | |
| HERTZ GLOBAL HOLDINGS INC | Common | Q1 2024 | |
| HNR ACQUISITION CORP | Common | Q1 2024 | |
| ICICI BANK LTD | ADR | Q1 2024 | |
| IONIS PHARMACEUTICALS INC | Convertible bond | Q1 2024 | |
| ISHARES MSCI INDIA ETF | ETF | Q1 2024 | |
| ISHARES MSCI MEXICO ETF | ETF | Q1 2024 | |
| JOYY INC | Convertible bond | Q1 2024 | |
| KAMAN CORP | Convertible bond | Q1 2024 | |
| LI AUTO INC | ADR | Q1 2024 | |
| LIBERTY MEDIA CORP | Convertible bond | Q1 2024 | |
| LYFT INC | Convertible bond | Q1 2024 | |
| NMI HOLDINGS INC | Common | Q1 2024 | |
| NRG ENERGY INC | Convertible bond | Q1 2024 | |
| PDD HOLDINGS INC | Convertible bond | Q1 2024 | |
| SEA LTD | Convertible bond | Q1 2024 | |
| SEMTECH CORP | Convertible bond | Q1 2024 | |
| VALLEY NATIONAL BANCORP | Common | Q1 2024 | |
| WAYFAIR INC | Convertible bond | Q1 2024 | |
| 8X8 INC | Convertible bond | Q4 2023 | |
| AI TRANSPORTATION ACQUISITION CORP | Common | Q4 2023 | |
| ALTERYX INC | Convertible bond | Q4 2023 | |
| AMERICA MOVIL SAB DE CV | ADR | Q4 2023 | |
| AQUARON ACQUISITION CORP | Common | Q4 2023 | |
| BILL HOLDINGS INC | Convertible bond | Q4 2023 | |
| BOX INC | Convertible bond | Q4 2023 | |
| CATERPILLAR INC | Common | Q4 2023 | |
| CETUS CAPITAL ACQUISITION CORP | Common | Q4 2023 | |
| CHEFS WAREHOUSE INC/THE | Convertible bond | Q4 2023 | |
| DATADOG INC | Convertible bond | Q4 2023 | |
| DISH NETWORK CORP | Convertible bond | Q4 2023 | |
| DOCUSIGN INC | Convertible bond | Q4 2023 | |
| FEUTUNE LIGHT ACQUISITION CORP | Common | Q4 2023 | |
| FINTECH ECOSYSTEM DEVELOPMENT CORP | Common | Q4 2023 | |
| GLOBAL LIGHTS ACQUISITION CORP | Common | Q4 2023 | |
| GLOBAL STAR ACQUISITION INC | Common | Q4 2023 | |
| GOLDEN STAR ACQUISITION CORP | Common | Q4 2023 | |
| IQIYI INC | Convertible bond | Q4 2023 | |
| ITRON INC | Convertible bond | Q4 2023 | |
| LIBERTY BROADBAND CORP | Common | Q4 2023 | |
| LIBERTY LATIN AMERICA LTD | Convertible bond | Q4 2023 | |
| LIVEPERSON INC | Convertible bond | Q4 2023 | |
| LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | Common | Q4 2023 | |
| LUMENTUM HOLDINGS INC | Convertible bond | Q4 2023 | |
| MARS ACQUISITION CORP | Common | Q4 2023 | |
| MFA FINANCIAL INC | Convertible bond | Q4 2023 | |
| MGIC INVESTMENT CORP | Common | Q4 2023 | |
| MICROSTRATEGY INC | Convertible bond | Q4 2023 | |
| OAK WOODS ACQUISITION CORP | Common | Q4 2023 | |
| OMNICELL INC | Convertible bond | Q4 2023 | |
| PLUTONIAN ACQUISITION CORP | Common | Q4 2023 | |
| PONO CAPITAL THREE INC | Common | Q4 2023 | |
| PONO CAPITAL TWO INC | Common | Q4 2023 | |
| QUETTA ACQUISITION CORP | Unit | Q4 2023 | |
| TENX KEANE ACQUISITION | Common | Q4 2023 | |
| TMT ACQUISITION CORP | Common | Q4 2023 | |
| TRIPADVISOR INC | Convertible bond | Q4 2023 | |
| 3D SYSTEMS CORP | Convertible bond | Q3 2023 | |
| ALPHATIME ACQUISITION CORP | Common | Q3 2023 | |
| ALPHAVEST ACQUISITION CORP | Common | Q3 2023 | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | Convertible bond | Q3 2023 | |
| APOLLO SENIOR FLOATING RATE FUND INC | Common | Q3 2023 | |
| BANDWIDTH INC | Convertible bond | Q3 2023 | |
| BILIBILI INC | Convertible bond | Q3 2023 | |
| CREDICORP LTD | Common | Q3 2023 | |
| DIEBOLD NIXDORF INC | Common | Q3 2023 | |
| DISTOKEN ACQUISITION CORP | Common | Q3 2023 | |
| EATON VANCE FLOATING-RATE INCOME TRUST | Common | Q3 2023 | |
| EATON VANCE SENIOR FLOATING-RATE TRUST | Closed-end fund | Q3 2023 | |
| EXACT SCIENCES CORP | Convertible bond | Q3 2023 | |
| FARFETCH LTD | Convertible bond | Q3 2023 | |
| FRONTIER COMMUNICATIONS PARENT INC | Common | Q3 2023 | |
| GREENBRIER COS INC/THE | Convertible bond | Q3 2023 | |
| HCI GROUP INC | Convertible bond | Q3 2023 | |
| HERBALIFE LTD | Convertible bond | Q3 2023 | |
| INTERCEPT PHARMACEUTICALS INC | Convertible bond | Q3 2023 | |
| JAZZ PHARMACEUTICALS PLC | Convertible bond | Q3 2023 | |
| LIBERTY GLOBAL PLC | Common | Q3 2023 | |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC | Common | Q3 2023 | |
| MACYS INC | Common | Q3 2023 | |
| NIO INC | Convertible bond | Q3 2023 | |
| NUVEEN CREDIT STRATEGIES INCOME FUND | Closed-end fund | Q3 2023 | |
| NUVEEN FLOATING RATE INCOME FUND/CLOSED-END FUND | Closed-end fund | Q3 2023 | |
| RESERVOIR MEDIA INC | Common | Q3 2023 | |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA | Common | Q3 2023 | |
| SOUTHWEST AIRLINES CO | Convertible bond | Q3 2023 | |
| SPLUNK INC | Convertible bond | Q3 2023 | |
| TILRAY BRANDS INC | Convertible bond | Q3 2023 | |
| VIAVI SOLUTIONS INC | Convertible bond | Q3 2023 | |
| WESTERN DIGITAL CORP | Convertible bond | Q3 2023 | |
| WOLFSPEED INC | Convertible bond | Q3 2023 | |
| A SPAC I ACQUISITION CORP | Common | Q2 2023 | |
| A SPAC II ACQUISITION CORP | Common | Q2 2023 | |
| ALLY FINANCIAL INC | Common | Q2 2023 | |
| ALPHA STAR ACQUISITION CORP | Common | Q2 2023 | |
| ANDRETTI ACQUISITION CORP | Common | Q2 2023 | |
| ANGLOGOLD ASHANTI LTD | ADR | Q2 2023 | |
| ARISZ ACQUISITION CORP | Common | Q2 2023 | |
| AROGO CAPITAL ACQUISITION CORP | Common | Q2 2023 | |
| BELLEVUE LIFE SCIENCES ACQUISITION CORP | Common | Q2 2023 | |
| BIOPLUS ACQUISITION CORP | Common | Q2 2023 | |
| BLUE WORLD ACQUISITION CORP | Common | Q2 2023 | |
| CONSILIUM ACQUISITION CORP I LTD | Common | Q2 2023 | |
| CUMULUS MEDIA INC | Common | Q2 2023 | |
| DENALI CAPITAL ACQUISITION CORP | Common | Q2 2023 | |
| DISH NETWORK CORP | Convertible bond | Q2 2023 | |
| DUET ACQUISITION CORP | Common | Q2 2023 | |
| EAGLE BULK SHIPPING INC | Convertible bond | Q2 2023 | |
| EATON VANCE SENIOR INCOME TRUST | Closed-end fund | Q2 2023 | |
| EMBRACE CHANGE ACQUISITION CORP | Common | Q2 2023 | |
| EVEREST CONSOLIDATOR ACQUISITION CORP | Common | Q2 2023 | |
| EVERGREEN CORP | Common | Q2 2023 | |
| FUTURETECH II ACQUISITION CORP | Common | Q2 2023 | |
| GOLDEN STAR ACQUISITION CORP | Common | Q2 2023 | |
| GOLDENSTONE ACQUISITION LTD | Common | Q2 2023 | |
| GREENBRIER COS INC/THE | Convertible bond | Q2 2023 | |
| GREENLIGHT CAPITAL RE LTD | Convertible bond | Q2 2023 | |
| HAINAN MANASLU ACQUISITION CORP | Common | Q2 2023 | |
| HEARTLAND MEDIA ACQUISITION CORP | Common | Q2 2023 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Convertible bond | Q2 2023 | |
| HELLO GROUP INC | Convertible bond | Q2 2023 | |
| HORIZON SPACE ACQUISITION I CORP | Common | Q2 2023 | |
| HUDSON ACQUISITION I CORP | Common | Q2 2023 | |
| ILLUMINA INC | Convertible bond | Q2 2023 | |
| INTEGRATED WELLNESS ACQUISITION CORP | Common | Q2 2023 | |
| INTERCEPT PHARMACEUTICALS INC | Convertible bond | Q2 2023 | |
| INVESCO SENIOR INCOME TRUST | Closed-end fund | Q2 2023 | |
| IONIS PHARMACEUTICALS INC | Convertible bond | Q2 2023 | |
| KEYARCH ACQUISITION CORP | Common | Q2 2023 | |
| KNIGHTSWAN ACQUISITION CORP | Common | Q2 2023 | |
| LIV CAPITAL ACQUISITION CORP II | Common | Q2 2023 | |
| METAL SKY STAR ACQUISITION CORP | Common | Q2 2023 | |
| MOBIV ACQUISITION CORP | Common | Q2 2023 | |
| MONTEREY CAPITAL ACQUISITION CORP | Common | Q2 2023 | |
| NABORS INDUSTRIES LTD | Convertible bond | Q2 2023 | |
| NEW MOUNTAIN FINANCE CORP | Convertible bond | Q2 2023 | |
| NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | Common | Q2 2023 | |
| NUVEEN SENIOR INCOME FUND | Common | Q2 2023 | |
| PAPAYA GROWTH OPPORTUNITY CORP I | Common | Q2 2023 | |
| PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP | Common | Q2 2023 | |
| REDWOOD TRUST INC | Convertible bond | Q2 2023 | |
| RIGEL RESOURCE ACQUISITION CORP | Common | Q2 2023 | |
| RINGCENTRAL INC | Convertible bond | Q2 2023 | |
| SPLUNK INC | Convertible bond | Q2 2023 | |
| SPLUNK INC | Convertible bond | Q2 2023 | |
| SUNRUN INC | Convertible bond | Q2 2023 | |
| VAHANNA TECH EDGE ACQUISITION I CORP | Common | Q2 2023 | |
| WELSBACH TECHNOLOGY METALS ACQUISITION CORP | Common | Q2 2023 | |
| WISDOMTREE INC | Convertible bond | Q2 2023 | |
| YOTTA ACQUISITION CORP | Common | Q2 2023 | |
| 2U INC | Convertible bond | Q1 2023 | |
| ACCRETION ACQUISITION CORP | Common | Q1 2023 | |
| ALPHA HEALTHCARE ACQUISITION CORP III | Common | Q1 2023 | |
| ALSET CAPITAL ACQUISITION CORP | Common | Q1 2023 | |
| ATLANTIC COASTAL ACQUISITION CORP II | Common | Q1 2023 | |
| AVALON ACQUISITION INC | Common | Q1 2023 | |
| BANYAN ACQUISITION CORP | Common | Q1 2023 | |
| BEARD ENERGY TRANSITION ACQUISITION CORP | Common | Q1 2023 | |
| BELLEVUE LIFE SCIENCES ACQUISITION CORP | Common | Q1 2023 | |
| BELLEVUE LIFE SCIENCES ACQUISITION CORP | Common | Q1 2023 | |
| BLACK MOUNTAIN ACQUISITION CORP | Common | Q1 2023 | |
| BLACKSTONE SENIOR FLOATING RATE 2027 TERM FUND | Closed-end fund | Q1 2023 | |
| BLACKSTONE STRATEGIC CREDIT 2027 TERM FUND | Closed-end fund | Q1 2023 | |
| BROAD CAPITAL ACQUISITION CORP | Common | Q1 2023 | |
| BULLPEN PARLAY ACQUISITION CO | Common | Q1 2023 | |
| BURLINGTON STORES INC | Convertible bond | Q1 2023 | |
| CETUS CAPITAL ACQUISITION CORP | RIGHT | Q1 2023 | |
| CETUS CAPITAL ACQUISITION CORP | WARRANT | Q1 2023 | |
| CLEAN EARTH ACQUISITIONS CORP | Common | Q1 2023 | |
| CLIMATEROCK | Common | Q1 2023 | |
| COLOMBIER ACQUISITION CORP | Common | Q1 2023 | |
| CONCORD ACQUISITION CORP III | Common | Q1 2023 | |
| DIGITALBRIDGE GROUP INC | Convertible bond | Q1 2023 | |
| DISTOKEN ACQUISITION CORP | RIGHT | Q1 2023 | |
| DISTOKEN ACQUISITION CORP | WARRANT | Q1 2023 | |
| EF HUTTON ACQUISITION CORP I | Common | Q1 2023 | |
| ENVESTNET INC | Convertible bond | Q1 2023 | |
| FAT PROJECTS ACQUISITION CORP | Common | Q1 2023 | |
| FINNOVATE ACQUISITION CORP | Common | Q1 2023 | |
| FORTUNE RISE ACQUISITION CORP | Common | Q1 2023 | |
| GARRETT MOTION INC | Preferred | Q1 2023 | |
| GLOBAL TECHNOLOGY ACQUISITION CORP I | Common | Q1 2023 | |
| GLOBALINK INVESTMENT INC | Common | Q1 2023 | |
| GOGREEN INVESTMENTS CORP | Common | Q1 2023 | |
| GRAF ACQUISITION CORP IV | Common | Q1 2023 | |
| GREEN VISOR FINANCIAL TECHNOLOGY ACQUISITION CORP I | Common | Q1 2023 | |
| GRUPO TELEVISA SAB | ADR | Q1 2023 | |
| HCM ACQUISITION CORP | Common | Q1 2023 | |
| HEALTHWELL ACQUISITION CORP I | Common | Q1 2023 | |
| HOPE BANCORP INC | Convertible bond | Q1 2023 | |
| ICONIC SPORTS ACQUISITION CORP | Common | Q1 2023 | |
| INDUSTRIAL TECH ACQUISITIONS II INC | Common | Q1 2023 | |
| JAZZ PHARMACEUTICALS PLC | Common | Q1 2023 | |
| JUNIPER II CORP | Common | Q1 2023 | |
| JUPITER WELLNESS ACQUISITION CORP | Common | Q1 2023 | |
| KB HOME | Common | Q1 2023 | |
| KIMBELL TIGER ACQUISITION CORP | Common | Q1 2023 | |
| KKR REAL ESTATE FINANCE TRUST INC | REIT | Q1 2023 | |
| LAKESHORE ACQUISITION II CORP | Common | Q1 2023 | |
| LAMF GLOBAL VENTURES CORP I | Common | Q1 2023 | |
| LIBERTY RESOURCES ACQUISITION CORP | Common | Q1 2023 | |
| LIGAND PHARMACEUTICALS INC | Convertible bond | Q1 2023 | |
| MARS ACQUISITION CORP | RIGHT | Q1 2023 | |
| MOTIVE CAPITAL CORP II | Common | Q1 2023 | |
| NEW RELIC INC | Convertible bond | Q1 2023 | |
| NUVASIVE INC | Convertible bond | Q1 2023 | |
| NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | Common | Q1 2023 | |
| OAK STREET HEALTH INC | Convertible bond | Q1 2023 | |
| OAK WOODS ACQUISITION CORP | Unit | Q1 2023 | |
| PG&E CORP | Common | Q1 2023 | |
| PONO CAPITAL THREE INC | Common | Q1 2023 | |
| POWERUP ACQUISITION CORP | Common | Q1 2023 | |
| PRA GROUP INC | Convertible bond | Q1 2023 | |
| PROOF ACQUISITION CORP I | Common | Q1 2023 | |
| REDWOODS ACQUISITION CORP | Common | Q1 2023 | |
| RF ACQUISITION CORP | Common | Q1 2023 | |
| SAREPTA THERAPEUTICS INC | Common | Q1 2023 | |
| SFL CORP LTD | Convertible bond | Q1 2023 | |
| SHOULDERUP TECHNOLOGY ACQUISITION CORP | Common | Q1 2023 | |
| SORRENTO THERAPEUTICS INC | Common | Q1 2023 | |
| SPREE ACQUISITION CORP 1 LTD | Common | Q1 2023 | |
| STARWOOD PROPERTY TRUST INC | Convertible bond | Q1 2023 | |
| SUPERNUS PHARMACEUTICALS INC | Convertible bond | Q1 2023 | |
| TCV ACQUISITION CORP | Common | Q1 2023 | |
| TECHNOLOGY & TELECOMMUNICATION ACQUISITION CORP | Common | Q1 2023 | |
| TMT ACQUISITION CORP | Common | Q1 2023 | |
| TOLL BROTHERS INC | Common | Q1 2023 | |
| TRINE II ACQUISITION CORP | Common | Q1 2023 | |
| VISION SENSING ACQUISITION CORP | Common | Q1 2023 | |
| WEATHERFORD INTERNATIONAL PLC | Common | Q1 2023 | |
| WIX.COM LTD | Convertible bond | Q1 2023 | |
| ACHARI VENTURES HOLDINGS CORP I | Common | Q4 2022 | |
| AETHERIUM ACQUISITION CORP | Common | Q4 2022 | |
| AFYA LTD | Common | Q4 2022 | |
| AIB ACQUISITION CORP | Common | Q4 2022 | |
| ALPHATIME ACQUISITION CORP | Common | Q4 2022 | |
| ALPHAVEST ACQUISITION CORP | Common | Q4 2022 | |
| ALPINE ACQUISITION CORP | Common | Q4 2022 | |
| AQUARON ACQUISITION CORP | RIGHT | Q4 2022 | |
| ARMADA ACQUISITION CORP I | Common | Q4 2022 | |
| ASCENDANT DIGITAL ACQUISITION CORP III | Common | Q4 2022 | |
| AURORA TECHNOLOGY ACQUISITION CORP | Common | Q4 2022 | |
| AXIOS SUSTAINABLE GROWTH ACQUISITION CORP | Common | Q4 2022 | |
| BEL FUSE INC | Common | Q4 2022 | |
| BELONG ACQUISITION CORP | Common | Q4 2022 | |
| BLACKROCK FLOATING RATE INCOME STRATEGIES FUND INC | Closed-end fund | Q4 2022 | |
| BLACKROCK FLOATING RATE INCOME TRUST | Closed-end fund | Q4 2022 | |
| BLACKSTONE MORTGAGE TRUST INC | REIT | Q4 2022 | |
| BLOCKCHAIN COINVESTORS ACQUISITION CORP I | Common | Q4 2022 | |
| BURTECH ACQUISITION CORP | Common | Q4 2022 | |
| CASCADIA ACQUISITION CORP | Common | Q4 2022 | |
| CENAQ ENERGY CORP | Common | Q4 2022 | |
| CIVITAS RESOURCES INC | Common | Q4 2022 | |
| COUNTER PRESS ACQUISITION CORP | Common | Q4 2022 | |
| COUPA SOFTWARE INC | Convertible bond | Q4 2022 | |
| CVENT HOLDING CORP | Common | Q4 2022 | |
| DEEP MEDICINE ACQUISITION CORP | Common | Q4 2022 | |
| DIRECT SELLING ACQUISITION CORP | Common | Q4 2022 | |
| EF HUTTON ACQUISITION CORP I | RIGHT | Q4 2022 | |
| EF HUTTON ACQUISITION CORP I | WARRANT | Q4 2022 | |
| ESGEN ACQUISITION CORP | Common | Q4 2022 | |
| FAR PEAK ACQUISITION CORP | Common | Q4 2022 | |
| FEUTUNE LIGHT ACQUISITION CORP | Common | Q4 2022 | |
| FEUTUNE LIGHT ACQUISITION CORP | Common | Q4 2022 | |
| FINTECH EVOLUTION ACQUISITION GROUP | Common | Q4 2022 | |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Common | Q4 2022 | |
| GARDINER HEALTHCARE ACQUISITIONS CORP | Common | Q4 2022 | |
| GENESIS GROWTH TECH ACQUISITION CORP | Common | Q4 2022 | |
| GENESIS UNICORN CAPITAL CORP | Common | Q4 2022 | |
| GLOBAL SYSTEMS DYNAMICS INC | Common | Q4 2022 | |
| HORIZON SPACE ACQUISITION I CORP | Common | Q4 2022 | |
| HUDSON ACQUISITION I CORP | Common | Q4 2022 | |
| INCEPTION GROWTH ACQUISITION LTD | Common | Q4 2022 | |
| INFINT ACQUISITION CORP | Common | Q4 2022 | |
| INNOVATIVE INTERNATIONAL ACQUISITION CORP | Common | Q4 2022 | |
| INNOVIVA INC | Convertible bond | Q4 2022 | |
| INSIGHT ACQUISITION CORP/DE | Common | Q4 2022 | |
| INTEGRATED RAIL AND RESOURCES ACQUISITION CORP | Common | Q4 2022 | |
| INTELLIGENT MEDICINE ACQUISITION CORP | Common | Q4 2022 | |
| INTERDIGITAL INC | Convertible bond | Q4 2022 | |
| INVACARE CORP | Convertible bond | Q4 2022 | |
| LF CAPITAL ACQUISITION CORP II | Common | Q4 2022 | |
| LIONHEART III CORP | Common | Q4 2022 | |
| M/I HOMES INC | Common | Q4 2022 | |
| MAXPRO CAPITAL ACQUISITION CORP | Common | Q4 2022 | |
| MERCATO PARTNERS ACQUISITION CORP | Common | Q4 2022 | |
| MOUNTAIN & CO I ACQUISITION CORP | Common | Q4 2022 | |
| MURPHY CANYON ACQUISITION CORP | Common | Q4 2022 | |
| NABORS ENERGY TRANSITION CORP | Common | Q4 2022 | |
| NORTHVIEW ACQUISITION CORP | Common | Q4 2022 | |
| NOVAVAX INC | Convertible bond | Q4 2022 | |
| NUBIA BRAND INTERNATIONAL CORP | Common | Q4 2022 | |
| NUTANIX INC | Convertible bond | Q4 2022 | |
| OAKTREE SPECIALTY LENDING CORP | Common | Q4 2022 | |
| OMNILIT ACQUISITION CORP | Common | Q4 2022 | |
| ONYX ACQUISITION CO I | Common | Q4 2022 | |
| PAGSEGURO DIGITAL LTD | Common | Q4 2022 | |
| PAR PACIFIC HOLDINGS INC | Common | Q4 2022 | |
| PARABELLUM ACQUISITION CORP | Common | Q4 2022 | |
| PATRICK INDUSTRIES INC | Convertible bond | Q4 2022 | |
| PLUTONIAN ACQUISITION CORP | Common | Q4 2022 | |
| PONO CAPITAL CORP | Common | Q4 2022 | |
| PULTEGROUP INC | Common | Q4 2022 | |
| Q2 HOLDINGS INC | Convertible bond | Q4 2022 | |
| ROC ENERGY ACQUISITION CORP | Common | Q4 2022 | |
| SEAPORT GLOBAL ACQUISITION II CORP | Common | Q4 2022 | |
| SHOALS TECHNOLOGIES GROUP INC | Common | Q4 2022 | |
| SIZZLE ACQUISITION CORP | Common | Q4 2022 | |
| SPRINGWATER SPECIAL SITUATIONS CORP | Common | Q4 2022 | |
| TENX KEANE ACQUISITION | Common | Q4 2022 | |
| THRIVE ACQUISITION CORP | Common | Q4 2022 | |
| TKB CRITICAL TECHNOLOGIES 1 | Common | Q4 2022 | |
| TLGY ACQUISITION CORP | Common | Q4 2022 | |
| VALARIS LTD | Common | Q4 2022 | |
| VEECO INSTRUMENTS INC | Convertible bond | Q4 2022 | |
| VISHAY INTERTECHNOLOGY INC | Convertible bond | Q4 2022 | |
| VNET GROUP INC | Convertible bond | Q4 2022 | |
| WESTERN ACQUISITION VENTURES CORP | Common | Q4 2022 | |
| WILLIAMS ROWLAND ACQUISITION CORP | Common | Q4 2022 | |
| 8I ACQUISITION 2 CORP | Common | Q3 2022 | |
| AERIE PHARMACEUTICALS INC | Convertible bond | Q3 2022 | |
| ALTERYX INC | Convertible bond | Q3 2022 | |
| ARBOR RAPHA CAPITAL BIOHOLDINGS CORP I | Common | Q3 2022 | |
| ARBOR REALTY TRUST INC | Convertible bond | Q3 2022 | |
| ARENA FORTIFY ACQUISITION CORP | Common | Q3 2022 | |
| ARGUS CAPITAL CORP | Common | Q3 2022 | |
| ATHENA CONSUMER ACQUISITION CORP | Common | Q3 2022 | |
| BLOCKCHAIN MOON ACQUISITION CORP | Common | Q3 2022 | |
| CANNA-GLOBAL ACQUISITION CORP | Common | Q3 2022 | |
| CHESAPEAKE ENERGY CORP | Common | Q3 2022 | |
| CHESAPEAKE ENERGY CORP | Common | Q3 2022 | |
| CLOVER LEAF CAPITAL CORP | Common | Q3 2022 | |
| CRYPTO 1 ACQUISITION CORP | Common | Q3 2022 | |
| DIGITAL HEALTH ACQUISITION CORP | Common | Q3 2022 | |
| DTRT HEALTH ACQUISITION CORP | Common | Q3 2022 | |
| EF HUTTON ACQUISITION CORP I | Common | Q3 2022 | |
| EMBRACE CHANGE ACQUISITION CORP | Common | Q3 2022 | |
| ENERGEM CORP | Common | Q3 2022 | |
| FINANCIAL STRATEGIES ACQUISITION CORP | Common | Q3 2022 | |
| FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC | Common | Q3 2022 | |
| FUTURE HEALTH ESG CORP | Common | Q3 2022 | |
| GLOBAL CONSUMER ACQUISITION CORP | Common | Q3 2022 | |
| GLOBAL STAR ACQUISITION INC | Common | Q3 2022 | |
| GOOD WORKS II ACQUISITION CORP | Common | Q3 2022 | |
| GOSSAMER BIO INC | Convertible bond | Q3 2022 | |
| H WORLD GROUP LTD | Convertible bond | Q3 2022 | |
| HAINAN MANASLU ACQUISITION CORP | Common | Q3 2022 | |
| INDUSTRIAL HUMAN CAPITAL INC | Common | Q3 2022 | |
| JOYY INC | Convertible bond | Q3 2022 | |
| KAIROUS ACQUISITION CORP LTD | Common | Q3 2022 | |
| LARKSPUR HEALTH ACQUISITION CORP | Common | Q3 2022 | |
| LIBERTY GLOBAL PLC | Common | Q3 2022 | |
| MARBLEGATE ACQUISITION CORP | Common | Q3 2022 | |
| MERCURY ECOMMERCE ACQUISITION CORP | Common | Q3 2022 | |
| MINORITY EQUALITY OPPORTUNITIES ACQUISITION INC | Common | Q3 2022 | |
| MOBIV ACQUISITION CORP | Common | Q3 2022 | |
| MONTEREY BIO ACQUISITION CORP | Common | Q3 2022 | |
| MOUNT RAINIER ACQUISITION CORP | Common | Q3 2022 | |
| MOUNTAIN CREST ACQUISITION CORP V | Common | Q3 2022 | |
| MR COOPER GROUP INC | Common | Q3 2022 | |
| NOBLE CORP PLC | Common | Q3 2022 | |
| OSIRIS ACQUISITION CORP | Common | Q3 2022 | |
| PACIFICO ACQUISITION CORP | Common | Q3 2022 | |
| PARSEC CAPITAL ACQUISITIONS CORP | Common | Q3 2022 | |
| PERCEPTION CAPITAL CORP II | Common | Q3 2022 | |
| PONO CAPITAL TWO INC | Common | Q3 2022 | |
| PURE STORAGE INC | Convertible bond | Q3 2022 | |
| QUOTIENT TECHNOLOGY INC | Convertible bond | Q3 2022 | |
| REDWOOD TRUST INC | Convertible bond | Q3 2022 | |
| RELATIVITY ACQUISITION CORP | Common | Q3 2022 | |
| ROTH CH ACQUISITION IV CO | Common | Q3 2022 | |
| SAGALIAM ACQUISITION CORP | Common | Q3 2022 | |
| SANABY HEALTH ACQUISITION CORP I | Common | Q3 2022 | |
| SHELTER ACQUISITION CORP I | Common | Q3 2022 | |
| SIERRA LAKE ACQUISITION CORP | Common | Q3 2022 | |
| SITIO ROYALTIES CORP | Common | Q3 2022 | |
| SOAR TECHNOLOGY ACQUISITION CORP | Common | Q3 2022 | |
| TASTEMAKER ACQUISITION CORP | Common | Q3 2022 | |
| TWITTER INC | Convertible bond | Q3 2022 | |
| UWM HOLDINGS CORP | Common | Q3 2022 | |
| WEIBO CORP | Convertible bond | Q3 2022 | |
| WINVEST ACQUISITION CORP | Common | Q3 2022 | |
| A SPAC I ACQUISITION CORP | RIGHT | Q2 2022 | |
| A SPAC II ACQUISITION CORP | RIGHT | Q2 2022 | |
| ACRES COMMERCIAL REALTY CORP | Convertible bond | Q2 2022 | |
| AGRICO ACQUISITION CORP | Common | Q2 2022 | |
| ALPHA STAR ACQUISITION CORP | RIGHT | Q2 2022 | |
| ALPHA STAR ACQUISITION CORP | WARRANT | Q2 2022 | |
| ALSET CAPITAL ACQUISITION CORP | RIGHT | Q2 2022 | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | Convertible bond | Q2 2022 | |
| AURORA TECHNOLOGY ACQUISITION CORP | WARRANT | Q2 2022 | |
| BEL FUSE INC | Common | Q2 2022 | |
| BLUE WORLD ACQUISITION CORP | RIGHT | Q2 2022 | |
| CHARDAN NEXTECH ACQUISITION 2 CORP | Common | Q2 2022 | |
| CHAVANT CAPITAL ACQUISITION CORP | Common | Q2 2022 | |
| CLIMATEROCK | Common | Q2 2022 | |
| DISH NETWORK CORP | Convertible bond | Q2 2022 | |
| EVERGREEN CORP | WARRANT | Q2 2022 | |
| FEUTUNE LIGHT ACQUISITION CORP | Common | Q2 2022 | |
| FIRST LIGHT ACQUISITION GROUP INC | Common | Q2 2022 | |
| FUTURETECH II ACQUISITION CORP | WARRANT | Q2 2022 | |
| GOLDENSTONE ACQUISITION LTD | Common | Q2 2022 | |
| HNR ACQUISITION CORP | Common | Q2 2022 | |
| LAKESHORE ACQUISITION II CORP | RIGHT | Q2 2022 | |
| LIVEPERSON INC | Convertible bond | Q2 2022 | |
| METAL SKY STAR ACQUISITION CORP | RIGHT | Q2 2022 | |
| METAL SKY STAR ACQUISITION CORP | WARRANT | Q2 2022 | |
| MONTEREY CAPITAL ACQUISITION CORP | Common | Q2 2022 | |
| NOBLE CORP | Common | Q2 2022 | |
| NORTHERN LIGHTS ACQUISITION CORP | Common | Q2 2022 | |
| NORTHVIEW ACQUISITION CORP | Common | Q2 2022 | |
| NUBIA BRAND INTERNATIONAL CORP | Common | Q2 2022 | |
| OSI SYSTEMS INC | Convertible bond | Q2 2022 | |
| OXBRIDGE ACQUISITION CORP | Common | Q2 2022 | |
| PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP | WARRANT | Q2 2022 | |
| PERSHING SQUARE TONTINE HOLDINGS LTD | Common | Q2 2022 | |
| PRECIGEN INC | Convertible bond | Q2 2022 | |
| PTC THERAPEUTICS INC | Convertible bond | Q2 2022 | |
| RADIUS HEALTH INC | Convertible bond | Q2 2022 | |
| REDWOODS ACQUISITION CORP | RIGHT | Q2 2022 | |
| RF ACQUISITION CORP | RIGHT | Q2 2022 | |
| SAGALIAM ACQUISITION CORP | RIGHT | Q2 2022 | |
| SUPER MICRO COMPUTER INC | Common | Q2 2022 | |
| THERAVANCE BIOPHARMA INC | Convertible bond | Q2 2022 | |
| TRANSOCEAN LTD | Convertible bond | Q2 2022 | |
| TRIP.COM GROUP LTD | Convertible bond | Q2 2022 | |
| WESTERN ACQUISITION VENTURES CORP | Common | Q2 2022 | |
| YOTTA ACQUISITION CORP | Unit | Q2 2022 | |
| ZENDESK INC | Convertible bond | Q2 2022 | |
| 10X CAPITAL VENTURE ACQUISITION CORP II | Common | Q1 2022 | |
| A SPAC I ACQUISITION CORP | WARRANT | Q1 2022 | |
| ALSET CAPITAL ACQUISITION CORP | WARRANT | Q1 2022 | |
| ALSP ORCHID ACQUISITION CORP I | Common | Q1 2022 | |
| ARDMORE SHIPPING CORP | Common | Q1 2022 | |
| BANK OF AMERICA CORP | Preferred | Q1 2022 | |
| BENEFITFOCUS INC | Convertible bond | Q1 2022 | |
| BLACKROCK CAPITAL INVESTMENT CORP | Convertible bond | Q1 2022 | |
| BLACKSTONE MORTGAGE TRUST INC | REIT | Q1 2022 | |
| CLEAN EARTH ACQUISITIONS CORP | Common | Q1 2022 | |
| COUNTER PRESS ACQUISITION CORP | Common | Q1 2022 | |
| CYBERARK SOFTWARE LTD | Convertible bond | Q1 2022 | |
| EVERGREEN CORP | Common | Q1 2022 | |
| FUTURETECH II ACQUISITION CORP | Unit | Q1 2022 | |
| GENESIS UNICORN CAPITAL CORP | Common | Q1 2022 | |
| GOLDENSTONE ACQUISITION LTD | Common | Q1 2022 | |
| GOLDMAN SACHS BDC INC | Convertible bond | Q1 2022 | |
| GRANITE POINT MORTGAGE TRUST INC | REIT | Q1 2022 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Convertible bond | Q1 2022 | |
| HNR ACQUISITION CORP | Common | Q1 2022 | |
| HORIZON GLOBAL CORP | Convertible bond | Q1 2022 | |
| IRONWOOD PHARMACEUTICALS INC | Convertible bond | Q1 2022 | |
| IX ACQUISITION CORP | Common | Q1 2022 | |
| KARYOPHARM THERAPEUTICS INC | Convertible bond | Q1 2022 | |
| KEYARCH ACQUISITION CORP | RIGHT | Q1 2022 | |
| LAKESHORE ACQUISITION II CORP | Common | Q1 2022 | |
| LENDINGTREE INC | Convertible bond | Q1 2022 | |
| LIMELIGHT NETWORKS INC | Convertible bond | Q1 2022 | |
| LIV CAPITAL ACQUISITION CORP II | WARRANT | Q1 2022 | |
| MANDIANT INC | Convertible bond | Q1 2022 | |
| MURPHY CANYON ACQUISITION CORP | Common | Q1 2022 | |
| NEW YORK COMMUNITY BANCORP INC | CONVERTIBLE PRFD | Q1 2022 | |
| NUBIA BRAND INTERNATIONAL CORP | Common | Q1 2022 | |
| OAKTREE ACQUISITION CORP II | WARRANT | Q1 2022 | |
| PARATEK PHARMACEUTICALS INC | Convertible bond | Q1 2022 | |
| PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP | Common | Q1 2022 | |
| POWERUP ACQUISITION CORP | Common | Q1 2022 | |
| PYROPHYTE ACQUISITION CORP | Common | Q1 2022 | |
| REDWOODS ACQUISITION CORP | Common | Q1 2022 | |
| RELATIVITY ACQUISITION CORP | Common | Q1 2022 | |
| RF ACQUISITION CORP | Common | Q1 2022 | |
| RIVERVIEW ACQUISITION CORP | Common | Q1 2022 | |
| TABULA RASA HEALTHCARE INC | Convertible bond | Q1 2022 | |
| TWITTER INC | Convertible bond | Q1 2022 | |
| WELLS FARGO & CO | Preferred | Q1 2022 | |
| WESTERN ACQUISITION VENTURES CORP | Common | Q1 2022 | |
| ZILLOW GROUP INC | Convertible bond | Q1 2022 | |
| 1LIFE HEALTHCARE INC | Convertible bond | Q4 2021 | |
| 7 ACQUISITION CORP | Common | Q4 2021 | |
| 7 ACQUISITION CORP | WARRANT | Q4 2021 | |
| 8I ACQUISITION 2 CORP | Common | Q4 2021 | |
| ACCRETION ACQUISITION CORP | WARRANT | Q4 2021 | |
| ACHARI VENTURES HOLDINGS CORP I | WARRANT | Q4 2021 | |
| AETHERIUM ACQUISITION CORP | Common | Q4 2021 | |
| AFTERNEXT HEALTHTECH ACQUISITION CORP | Common | Q4 2021 | |
| ALPHA PARTNERS TECHNOLOGY MERGER CORP | Common | Q4 2021 | |
| ALPHA STAR ACQUISITION CORP | Common | Q4 2021 | |
| ALSP ORCHID ACQUISITION CORP I | Common | Q4 2021 | |
| APX ACQUISITION CORP I | Common | Q4 2021 | |
| ARBOR RAPHA CAPITAL BIOHOLDINGS CORP I | WARRANT | Q4 2021 | |
| ARENA FORTIFY ACQUISITION CORP | Common | Q4 2021 | |
| ARES CAPITAL CORP | Convertible bond | Q4 2021 | |
| ARISZ ACQUISITION CORP | WARRANT | Q4 2021 | |
| ARISZ ACQUISITION CORP | RIGHT | Q4 2021 | |
| AROGO CAPITAL ACQUISITION CORP | Unit | Q4 2021 | |
| ASCENDANT DIGITAL ACQUISITION CORP III | Common | Q4 2021 | |
| AULT DISRUPTIVE TECHNOLOGIES CORP | Common | Q4 2021 | |
| AURORA CANNABIS INC | Convertible bond | Q4 2021 | |
| AVISTA PUBLIC ACQUISITION CORP II | Common | Q4 2021 | |
| BANNER ACQUISITION CORP | Common | Q4 2021 | |
| BAOZUN INC | Convertible bond | Q4 2021 | |
| BEARD ENERGY TRANSITION ACQUISITION CORP | Common | Q4 2021 | |
| BIOPLUS ACQUISITION CORP | Common | Q4 2021 | |
| BLACKROCK TCP CAPITAL CORP | Convertible bond | Q4 2021 | |
| BLOCKCHAIN COINVESTORS ACQUISITION CORP I | Common | Q4 2021 | |
| BLUE OCEAN ACQUISITION CORP | Common | Q4 2021 | |
| BLUE WHALE ACQUISITION CORP I | Common | Q4 2021 | |
| BUILD ACQUISITION CORP | Common | Q4 2021 | |
| BULLPEN PARLAY ACQUISITION CO | Common | Q4 2021 | |
| BURTECH ACQUISITION CORP | Common | Q4 2021 | |
| CANNA-GLOBAL ACQUISITION CORP | Common | Q4 2021 | |
| CBL & ASSOCIATES PROPERTIES INC | REIT | Q4 2021 | |
| CHW ACQUISITION CORP | Common | Q4 2021 | |
| CIIG CAPITAL PARTNERS II INC | Common | Q4 2021 | |
| COLISEUM ACQUISITION CORP | Common | Q4 2021 | |
| CONCORD ACQUISITION CORP III | Common | Q4 2021 | |
| CORSAIR PARTNERING CORP | Common | Q4 2021 | |
| CRYPTO 1 ACQUISITION CORP | Common | Q4 2021 | |
| DEEP MEDICINE ACQUISITION CORP | Common | Q4 2021 | |
| DIGITAL HEALTH ACQUISITION CORP | Common | Q4 2021 | |
| EMERGING MARKETS HORIZON CORP | Common | Q4 2021 | |
| ENDURANCE ACQUISITION CORP | Common | Q4 2021 | |
| ENERGEM CORP | Common | Q4 2021 | |
| EVEREST CONSOLIDATOR ACQUISITION CORP | Unit | Q4 2021 | |
| FAT PROJECTS ACQUISITION CORP | WARRANT | Q4 2021 | |
| FINANCIAL STRATEGIES ACQUISITION CORP | Common | Q4 2021 | |
| FINNOVATE ACQUISITION CORP | WARRANT | Q4 2021 | |
| FINTECH ECOSYSTEM DEVELOPMENT CORP | Unit | Q4 2021 | |
| FORTIVE CORP | Convertible bond | Q4 2021 | |
| FORTUNE RISE ACQUISITION CORP | Common | Q4 2021 | |
| GARDINER HEALTHCARE ACQUISITIONS CORP | Common | Q4 2021 | |
| GENESIS GROWTH TECH ACQUISITION CORP | Common | Q4 2021 | |
| GLOBALINK INVESTMENT INC | RIGHT | Q4 2021 | |
| GLOBALINK INVESTMENT INC | WARRANT | Q4 2021 | |
| GOLAR LNG LTD | Convertible bond | Q4 2021 | |
| GREEN VISOR FINANCIAL TECHNOLOGY ACQUISITION CORP I | Common | Q4 2021 | |
| INCEPTION GROWTH ACQUISITION LTD | Unit | Q4 2021 | |
| INFINT ACQUISITION CORP | Common | Q4 2021 | |
| INFRASTRUCTURE AND ENERGY ALTERNATIVES INC | Common | Q4 2021 | |
| INNOVATIVE INTERNATIONAL ACQUISITION CORP | Common | Q4 2021 | |
| INTEGRATED RAIL AND RESOURCES ACQUISITION CORP | Common | Q4 2021 | |
| INTEGRATED WELLNESS ACQUISITION CORP | Common | Q4 2021 | |
| INTELLIGENT MEDICINE ACQUISITION CORP | WARRANT | Q4 2021 | |
| IX ACQUISITION CORP | WARRANT | Q4 2021 | |
| JUNIPER II CORP | WARRANT | Q4 2021 | |
| JUPITER WELLNESS ACQUISITION CORP | Common | Q4 2021 | |
| KAIROUS ACQUISITION CORP LTD | Common | Q4 2021 | |
| LAMF GLOBAL VENTURES CORP I | Common | Q4 2021 | |
| LARKSPUR HEALTH ACQUISITION CORP | Common | Q4 2021 | |
| LAVA MEDTECH ACQUISITION CORP | Common | Q4 2021 | |
| LEGATO MERGER CORP II | Common | Q4 2021 | |
| LEGATO MERGER CORP II | Common | Q4 2021 | |
| LF CAPITAL ACQUISITION CORP II | Common | Q4 2021 | |
| LIBERTY RESOURCES ACQUISITION CORP | WARRANT | Q4 2021 | |
| LOGISTICS INNOVATION TECHNOLOGIES CORP | Common | Q4 2021 | |
| LUMENTUM HOLDINGS INC | Convertible bond | Q4 2021 | |
| MACONDRAY CAPITAL ACQUISITION CORP I | Common | Q4 2021 | |
| MANDIANT INC | Convertible bond | Q4 2021 | |
| MERCATO PARTNERS ACQUISITION CORP | WARRANT | Q4 2021 | |
| MICROCHIP TECHNOLOGY INC | Convertible bond | Q4 2021 | |
| MOTIVE CAPITAL CORP II | Common | Q4 2021 | |
| MOUNT RAINIER ACQUISITION CORP | Common | Q4 2021 | |
| MOUNTAIN & CO I ACQUISITION CORP | WARRANT | Q4 2021 | |
| MOUNTAIN CREST ACQUISITION CORP V | Right | Q4 2021 | |
| NABORS ENERGY TRANSITION CORP | Common | Q4 2021 | |
| NEW YORK MORTGAGE TRUST INC | Convertible bond | Q4 2021 | |
| NORTHVIEW ACQUISITION CORP | Unit | Q4 2021 | |
| OCA ACQUISITION CORP | Common | Q4 2021 | |
| OMNILIT ACQUISITION CORP | Common | Q4 2021 | |
| PERCEPTION CAPITAL CORP II | WARRANT | Q4 2021 | |
| PHOENIX BIOTECH ACQUISITION CORP | Common | Q4 2021 | |
| PHOENIX BIOTECH ACQUISITION CORP | Common | Q4 2021 | |
| PRETIUM RESOURCES INC | Convertible bond | Q4 2021 | |
| PROOF ACQUISITION CORP I | Common | Q4 2021 | |
| PYROPHYTE ACQUISITION CORP | WARRANT | Q4 2021 | |
| RIGEL RESOURCE ACQUISITION CORP | WARRANT | Q4 2021 | |
| ROC ENERGY ACQUISITION CORP | Common | Q4 2021 | |
| SAGALIAM ACQUISITION CORP | Common | Q4 2021 | |
| SEMPER PARATUS ACQUISITION CORP | Common | Q4 2021 | |
| SHOULDERUP TECHNOLOGY ACQUISITION CORP | Common | Q4 2021 | |
| SIZZLE ACQUISITION CORP | Common | Q4 2021 | |
| SOFTWARE ACQUISITION GROUP INC III | Common | Q4 2021 | |
| SPREE ACQUISITION CORP 1 LTD | Common | Q4 2021 | |
| TEEKAY CORP | Convertible bond | Q4 2021 | |
| THUNDER BRIDGE CAPITAL PARTNERS IV INC | Common | Q4 2021 | |
| TLGY ACQUISITION CORP | Common | Q4 2021 | |
| TPB ACQUISITION CORP I | Common | Q4 2021 | |
| TRINE II ACQUISITION CORP | WARRANT | Q4 2021 | |
| TWO HARBORS INVESTMENT CORP | Convertible bond | Q4 2021 | |
| US WELL SERVICES INC | WARRANT | Q4 2021 | |
| VAHANNA TECH EDGE ACQUISITION I CORP | Common | Q4 2021 | |
| VEON LTD | ADR | Q4 2021 | |
| VISION SENSING ACQUISITION CORP | WARRANT | Q4 2021 | |
| VMG CONSUMER ACQUISITION CORP | Common | Q4 2021 | |
| WAVERLEY CAPITAL ACQUISITION CORP 1 | Common | Q4 2021 | |
| WELSBACH TECHNOLOGY METALS ACQUISITION CORP | Common | Q4 2021 | |
| WINVEST ACQUISITION CORP | Common | Q4 2021 | |
| WORLD QUANTUM GROWTH ACQUISITION CORP | Common | Q4 2021 | |
| 10X CAPITAL VENTURE ACQUISITION CORP II | Common | Q3 2021 | |
| ACROPOLIS INFRASTRUCTURE ACQUISITION CORP | Common | Q3 2021 | |
| AFTERNEXT HEALTHTECH ACQUISITION CORP | Common | Q3 2021 | |
| AGRICO ACQUISITION CORP | WARRANT | Q3 2021 | |
| ALPHA HEALTHCARE ACQUISITION CORP III | Common | Q3 2021 | |
| ALPINE ACQUISITION CORP | Common | Q3 2021 | |
| AMCI ACQUISITION CORP II | Common | Q3 2021 | |
| AMCI ACQUISITION CORP II | Common | Q3 2021 | |
| ARGUS CAPITAL CORP | Common | Q3 2021 | |
| ARMADA ACQUISITION CORP I | Common | Q3 2021 | |
| AUSTERLITZ ACQUISITION CORP II | Common | Q3 2021 | |
| AVISTA PUBLIC ACQUISITION CORP II | Common | Q3 2021 | |
| AXONPRIME INFRASTRUCTURE ACQUISITION CORP | Common | Q3 2021 | |
| BANNER ACQUISITION CORP | Common | Q3 2021 | |
| BELONG ACQUISITION CORP | WARRANT | Q3 2021 | |
| BILANDER ACQUISITION CORP | Common | Q3 2021 | |
| BLUE WHALE ACQUISITION CORP I | Common | Q3 2021 | |
| CALAMP CORP | Convertible bond | Q3 2021 | |
| CASCADIA ACQUISITION CORP | Common | Q3 2021 | |
| CENAQ ENERGY CORP | Common | Q3 2021 | |
| CHW ACQUISITION CORP | WARRANT | Q3 2021 | |
| CIIG CAPITAL PARTNERS II INC | Common | Q3 2021 | |
| COLISEUM ACQUISITION CORP | WARRANT | Q3 2021 | |
| COLUMBIA PROPERTY TRUST INC | REIT | Q3 2021 | |
| CONFLUENT INC | Common | Q3 2021 | |
| CONMED CORP | Convertible bond | Q3 2021 | |
| CORSAIR PARTNERING CORP | WARRANT | Q3 2021 | |
| DECARBONIZATION PLUS ACQUISITION CORP IV | Common | Q3 2021 | |
| DIRECT SELLING ACQUISITION CORP | Unit | Q3 2021 | |
| DTRT HEALTH ACQUISITION CORP | Common | Q3 2021 | |
| EG ACQUISITION CORP | Common | Q3 2021 | |
| ELLIOTT OPPORTUNITY II CORP | Common | Q3 2021 | |
| ENDURANCE ACQUISITION CORP | Common | Q3 2021 | |
| EVOLENT HEALTH INC | Convertible bond | Q3 2021 | |
| EXTRACTION OIL & GAS INC | Common | Q3 2021 | |
| FINTECH ACQUISITION CORP VI | Common | Q3 2021 | |
| FIRST LIGHT ACQUISITION GROUP INC | Common | Q3 2021 | |
| FUTURE HEALTH ESG CORP | Common | Q3 2021 | |
| GLADSTONE ACQUISITION CORP | WARRANT | Q3 2021 | |
| INSIGHT ACQUISITION CORP/DE | Common | Q3 2021 | |
| IONIS PHARMACEUTICALS INC | Convertible bond | Q3 2021 | |
| JATT ACQUISITION CORP | Common | Q3 2021 | |
| JATT ACQUISITION CORP | Common | Q3 2021 | |
| JUPITER ACQUISITION CORP | Common | Q3 2021 | |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE | Convertible bond | Q3 2021 | |
| LOGISTICS INNOVATION TECHNOLOGIES CORP | WARRANT | Q3 2021 | |
| MACQUARIE INFRASTRUCTURE CORP | Convertible bond | Q3 2021 | |
| MCAP ACQUISITION CORP | Common | Q3 2021 | |
| MERCURY ECOMMERCE ACQUISITION CORP | WARRANT | Q3 2021 | |
| METALS ACQUISITION CORP | Common | Q3 2021 | |
| METALS ACQUISITION CORP | WARRANT | Q3 2021 | |
| MINORITY EQUALITY OPPORTUNITIES ACQUISITION INC | Common | Q3 2021 | |
| OI SA | Common | Q3 2021 | |
| OXBRIDGE ACQUISITION CORP | Common | Q3 2021 | |
| PACIFICO ACQUISITION CORP | Common | Q3 2021 | |
| PARABELLUM ACQUISITION CORP | Common | Q3 2021 | |
| PONO CAPITAL CORP | Common | Q3 2021 | |
| PORTAGE FINTECH ACQUISITION CORP | Common | Q3 2021 | |
| RIVERVIEW ACQUISITION CORP | Common | Q3 2021 | |
| ROTH CH ACQUISITION IV CO | Common | Q3 2021 | |
| ROYAL CARIBBEAN CRUISES LTD | Convertible bond | Q3 2021 | |
| RUMBLEON INC | Common | Q3 2021 | |
| SFL CORP LTD | Common | Q3 2021 | |
| SHELTER ACQUISITION CORP I | WARRANT | Q3 2021 | |
| SIERRA LAKE ACQUISITION CORP | Common | Q3 2021 | |
| SIGA TECHNOLOGIES INC | Common | Q3 2021 | |
| SOAR TECHNOLOGY ACQUISITION CORP | Common | Q3 2021 | |
| SPRINGWATER SPECIAL SITUATIONS CORP | WARRANT | Q3 2021 | |
| STRIDE INC | Convertible bond | Q3 2021 | |
| TIDEWATER INC | Common | Q3 2021 | |
| TORTOISEECOFIN ACQUISITION CORP III | Common | Q3 2021 | |
| TPB ACQUISITION CORP I | Common | Q3 2021 | |
| VONAGE HOLDINGS CORP | Convertible bond | Q3 2021 | |
| WAVERLEY CAPITAL ACQUISITION CORP 1 | Common | Q3 2021 | |
| Weatherford International PLC | Convertible bond | Q3 2021 | |
| WINVEST ACQUISITION CORP | Common | Q3 2021 | |
| WORLD QUANTUM GROWTH ACQUISITION CORP | Common | Q3 2021 | |
| XPAC ACQUISITION CORP | Common | Q3 2021 | |
| XPAC ACQUISITION CORP | WARRANT | Q3 2021 | |
| AIHUISHOU INTERNATIONAL CO LTD | ADR | Q2 2021 | |
| AMERICOLD REALTY TRUST | REIT | Q2 2021 | |
| AMPLIFY ENERGY CORP | Common | Q2 2021 | |
| ARK Innovation ETF | ETF | Q2 2021 | |
| ARK Next Generation Internet ETF | ETF | Q2 2021 | |
| ATLAS AIR WORLDWIDE HOLDINGS INC | Convertible bond | Q2 2021 | |
| AVAYA HOLDINGS CORP | Convertible bond | Q2 2021 | |
| BOOKING HOLDINGS INC | Convertible bond | Q2 2021 | |
| CIMAREX ENERGY CO | Common | Q2 2021 | |
| CLOVIS ONCOLOGY INC | Convertible bond | Q2 2021 | |
| COLISEUM ACQUISITION CORP | Common | Q2 2021 | |
| COLOMBIER ACQUISITION CORP | Common | Q2 2021 | |
| DYCOM INDUSTRIES INC | Convertible bond | Q2 2021 | |
| ELLIOTT OPPORTUNITY II CORP | Common | Q2 2021 | |
| FINTECH ACQUISITION CORP VI | Common | Q2 2021 | |
| FLEXION THERAPEUTICS INC | Convertible bond | Q2 2021 | |
| HERITAGE INSURANCE HOLDINGS INC | Convertible bond | Q2 2021 | |
| INVITAE CORP | Convertible bond | Q2 2021 | |
| IQIYI INC | Convertible bond | Q2 2021 | |
| IRONWOOD PHARMACEUTICALS INC | Convertible bond | Q2 2021 | |
| JAZZ PHARMACEUTICALS PLC | Convertible bond | Q2 2021 | |
| LUMINEX CORP | Convertible bond | Q2 2021 | |
| NANOSTRING TECHNOLOGIES INC | Convertible bond | Q2 2021 | |
| NEUROCRINE BIOSCIENCES INC | Convertible bond | Q2 2021 | |
| NEWPARK RESOURCES INC | Convertible bond | Q2 2021 | |
| PALO ALTO NETWORKS INC | Convertible bond | Q2 2021 | |
| PDC ENERGY INC | Convertible bond | Q2 2021 | |
| PROOFPOINT INC | Convertible bond | Q2 2021 | |
| Qiagen NV | Common | Q2 2021 | |
| SAREPTA THERAPEUTICS INC | Convertible bond | Q2 2021 | |
| SCORPIO TANKERS INC | Convertible bond | Q2 2021 | |
| SHELTER ACQUISITION CORP I | Common | Q2 2021 | |
| THUNDER BRIDGE CAPITAL PARTNERS IV INC | Common | Q2 2021 | |
| TWITTER INC | Convertible bond | Q2 2021 | |
| ARES CAPITAL CORP | Convertible bond | Q1 2021 | |
| ATLAS AIR WORLDWIDE HOLDINGS INC | Convertible bond | Q1 2021 | |
| BOINGO WIRELESS INC | Convertible bond | Q1 2021 | |
| CORENERGY INFRASTRUCTURE TRUST INC | Convertible bond | Q1 2021 | |
| EQUITY RESIDENTIAL | REIT | Q1 2021 | |
| GREEN PLAINS INC | Convertible bond | Q1 2021 | |
| HCI GROUP INC | Convertible bond | Q1 2021 | |
| HERCULES CAPITAL INC | Convertible bond | Q1 2021 | |
| INSMED INC | Convertible bond | Q1 2021 | |
| iShares 20 Year Treasury Bond ETF | ETF | Q1 2021 | |
| MERCADOLIBRE INC | Common | Q1 2021 | |
| MERITOR INC | Convertible bond | Q1 2021 | |
| OAKTREE STRATEGIC INCOME CORP | Common | Q1 2021 | |
| PLURALSIGHT INC | Convertible bond | Q1 2021 | |
| SEACOR HOLDINGS INC | Convertible bond | Q1 2021 | |
| SPIRIT REALTY CAPITAL INC | Convertible bond | Q1 2021 | |
| TEAM INC | Convertible bond | Q1 2021 | |
| TIMKENSTEEL CORP | Convertible bond | Q1 2021 | |
| WORKDAY INC | Convertible bond | Q1 2021 | |
| ALLEGHENY TECHNOLOGIES INC | Convertible bond | Q4 2020 | |
| AMERICA MOVIL SAB DE CV | ADR | Q4 2020 | |
| BLACKLINE INC | Convertible bond | Q4 2020 | |
| CLEVELAND-CLIFFS INC | Convertible bond | Q4 2020 | |
| COLONY CAPITAL INC | Convertible bond | Q4 2020 | |
| CREE INC | Common | Q4 2020 | |
| ENCORE CAPITAL GROUP INC | Convertible bond | Q4 2020 | |
| GUESS INC | Convertible bond | Q4 2020 | |
| HIGHLAND INCOME FUND | Closed-end fund | Q4 2020 | |
| II-VI INC | Convertible bond | Q4 2020 | |
| INVITATION HOMES INC | REIT | Q4 2020 | |
| LEAR CORP | Common | Q4 2020 | |
| LIVE NATION ENTERTAINMENT INC | Convertible bond | Q4 2020 | |
| LUFAX HOLDING LTD | ADR | Q4 2020 | |
| MARRIOTT VACATIONS WORLDWIDE CORP | Convertible bond | Q4 2020 | |
| NUVASIVE INC | Convertible bond | Q4 2020 | |
| OAKTREE ACQUISITION CORP | Common | Q4 2020 | |
| OASIS PETROLEUM INC | Common | Q4 2020 | |
| ON SEMICONDUCTOR CORP | Convertible bond | Q4 2020 | |
| PINDUODUO INC | ADR | Q4 2020 | |
| SUNPOWER CORP | Convertible bond | Q4 2020 | |
| SUNPOWER CORP | Convertible bond | Q4 2020 | |
| SYNAPTICS INC | Convertible bond | Q4 2020 | |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | Q4 2020 | |
| TESLA INC | Convertible bond | Q4 2020 | |
| TEVA PHARMACEUTICAL INDUSTRIES LTD | Convertible bond | Q4 2020 | |
| TOWNSQUARE MEDIA INC | Common | Q4 2020 | |
| VERINT SYSTEMS INC | Convertible bond | Q4 2020 | |
| AGORA INC | ADR | Q3 2020 | |
| AMAG PHARMACEUTICALS INC | Convertible bond | Q3 2020 | |
| BIOMARIN PHARMACEUTICAL INC | Convertible bond | Q3 2020 | |
| CAPITAL PRODUCT PARTNERS LP | Common | Q3 2020 | |
| CARDTRONICS PLC | Convertible bond | Q3 2020 | |
| CENTURY COMMUNITIES INC | Common | Q3 2020 | |
| CNOOC LTD | ADR | Q3 2020 | |
| DIAMOND S SHIPPING INC | Common | Q3 2020 | |
| GCI LIBERTY INC | Common | Q3 2020 | |
| GENETRON HOLDINGS LTD | Common | Q3 2020 | |
| GUIDEWIRE SOFTWARE INC | Convertible bond | Q3 2020 | |
| INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | Common | Q3 2020 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | Common | Q3 2020 | |
| MICROCHIP TECHNOLOGY INC | Convertible bond | Q3 2020 | |
| MONTROSE ENVIRONMENTAL GROUP INC | Common | Q3 2020 | |
| NUANCE COMMUNICATIONS INC | Convertible bond | Q3 2020 | |
| NUANCE COMMUNICATIONS INC | Convertible bond | Q3 2020 | |
| ON SEMICONDUCTOR CORP | Convertible bond | Q3 2020 | |
| REPLIGEN CORP | Convertible bond | Q3 2020 | |
| SIGA TECHNOLOGIES INC | Common | Q3 2020 | |
| VEREIT INC | Convertible bond | Q3 2020 | |
| XPENG INC | ADR | Q3 2020 | |
| ZILLOW GROUP INC | Convertible bond | Q3 2020 | |
| ZYNGA INC | Convertible bond | Q3 2020 | |
| BONANZA CREEK ENERGY INC | Common | Q2 2020 | |
| CAESARS ENTERTAINMENT CORP | Common | Q2 2020 | |
| CLEAR CHANNEL OUTDOOR HOLDINGS INC | Common | Q2 2020 | |
| CROWN CASTLE INTERNATIONAL CORP | Preferred | Q2 2020 | |
| DANAHER CORP | Preferred | Q2 2020 | |
| DOCUSIGN INC | Convertible bond | Q2 2020 | |
| EAGLE BULK SHIPPING INC | Common | Q2 2020 | |
| ELDORADO RESORTS INC | Common | Q2 2020 | |
| ENVESTNET INC | Convertible bond | Q2 2020 | |
| IHEARTMEDIA INC | Common | Q2 2020 | |
| INVACARE CORP | Convertible bond | Q2 2020 | |
| OIL STATES INTERNATIONAL INC | Convertible bond | Q2 2020 | |
| PACIRA BIOSCIENCES INC | Convertible bond | Q2 2020 | |
| PALO ALTO NETWORKS INC | Convertible bond | Q2 2020 | |
| PRA GROUP INC | Convertible bond | Q2 2020 | |
| RAMBUS INC | Convertible bond | Q2 2020 | |
| REALPAGE INC | Convertible bond | Q2 2020 | |
| SEACOR HOLDINGS INC | Convertible bond | Q2 2020 | |
| SQUARE INC | Common | Q2 2020 | |
| TAYLOR MORRISON HOME CORP | Common | Q2 2020 | |
| TUTOR PERINI CORP | Convertible bond | Q2 2020 | |
| ALLSCRIPTS HEALTHCARE SOLUTIONS INC | Convertible bond | Q1 2020 | |
| ASSERTIO THERAPEUTICS INC | Common | Q1 2020 | |
| BRF SA | ADR | Q1 2020 | |
| CALAMP CORP | Convertible bond | Q1 2020 | |
| CTRIP.COM INTERNATIONAL LTD | Convertible bond | Q1 2020 | |
| ECHO GLOBAL LOGISTICS INC | Convertible bond | Q1 2020 | |
| FIREEYE INC | Convertible bond | Q1 2020 | |
| FTI CONSULTING INC | Convertible bond | Q1 2020 | |
| GNC HOLDINGS INC | Convertible bond | Q1 2020 | |
| INPHI CORP | Convertible bond | Q1 2020 | |
| INVESCO MUNICIPAL OPPORTUNITY TRUST | Closed-end fund | Q1 2020 | |
| INVESCO VALUE MUNICIPAL INCOME TRUST | Closed-end fund | Q1 2020 | |
| MCDERMOTT INTERNATIONAL INC | Common | Q1 2020 | |
| MICRON TECHNOLOGY INC | Common | Q1 2020 | |
| NEXTERA ENERGY INC | Preferred | Q1 2020 | |
| OWL ROCK CAPITAL CORP | Common | Q1 2020 | |
| PENN VIRGINIA CORP | Common | Q1 2020 | |
| PENNYMAC MORTGAGE INVESTMENT TRUST | Convertible bond | Q1 2020 | |
| PETROLEO BRASILEIRO SA | ADR | Q1 2020 | |
| QTS REALTY TRUST INC | Preferred | Q1 2020 | |
| SM ENERGY CO | Convertible bond | Q1 2020 | |
| SPRAGUE RESOURCES LP | MLP | Q1 2020 | |
| VOCERA COMMUNICATIONS INC | Convertible bond | Q1 2020 | |
| WAYFAIR INC | Convertible bond | Q1 2020 | |
| WAYFAIR INC | Convertible bond | Q1 2020 | |
| WESTERN ASSET MORTGAGE CAPITAL CORP | Convertible bond | Q1 2020 | |
| WILLIAMS COS INC/THE | Common | Q1 2020 | |
| AQUA AMERICA INC | Common | Q4 2019 | |
| ASSERTIO THERAPEUTICS INC | Convertible bond | Q4 2019 | |
| BECTON DICKINSON AND CO | Preferred | Q4 2019 | |
| BROADCOM INC | Preferred | Q4 2019 | |
| DERMIRA INC | Convertible bond | Q4 2019 | |
| DEXCOM INC | Convertible bond | Q4 2019 | |
| DOMINION ENERGY INC | Preferred | Q4 2019 | |
| ENCORE CAPITAL GROUP INC | Common | Q4 2019 | |
| EXTRACTION OIL & GAS INC | Common | Q4 2019 | |
| FARMLAND PARTNERS INC | REIT | Q4 2019 | |
| FORESTAR GROUP INC | Convertible bond | Q4 2019 | |
| FORTIVE CORP | Preferred | Q4 2019 | |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC | Convertible bond | Q4 2019 | |
| HORIZON PHARMA PLC | Convertible bond | Q4 2019 | |
| HUYA INC | ADR | Q4 2019 | |
| ILLUMINA INC | Convertible bond | Q4 2019 | |
| INTERDIGITAL INC | Convertible bond | Q4 2019 | |
| NUANCE COMMUNICATIONS INC | Convertible bond | Q4 2019 | |
| PATTERN ENERGY GROUP INC | Convertible bond | Q4 2019 | |
| QIAGEN NV | Common | Q4 2019 | |
| REDFIN CORP | Convertible bond | Q4 2019 | |
| RH | Convertible bond | Q4 2019 | |
| SEMPRA ENERGY | Preferred | Q4 2019 | |
| SILICON LABORATORIES INC | Convertible bond | Q4 2019 | |
| SOUTHERN CO/THE | Preferred | Q4 2019 | |
| SSR MINING INC | Convertible bond | Q4 2019 | |
| STANLEY BLACK & DECKER INC | Preferred | Q4 2019 | |
| TESLA INC | Convertible bond | Q4 2019 | |
| VERSO CORP | Common | Q4 2019 | |
| VITAMIN SHOPPE INC | Convertible bond | Q4 2019 | |
| WHITING PETROLEUM CORP | Convertible bond | Q4 2019 | |
| YETI HOLDINGS INC | Common | Q4 2019 | |
| AFYA LTD-CLASS A | Common | Q3 2019 | |
| AK STEEL CORP | Corporate note | Q3 2019 | |
| AKAMAI TECHNOLOGIES INC | Corporate note | Q3 2019 | |
| ALTABA INC | Closed-end fund | Q3 2019 | |
| AMERICAN ELECTRIC POWER CO INC | Preferred | Q3 2019 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | Q3 2019 | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | CV SR UNSEC NT | Q3 2019 | |
| AQUA AMERICA INC | Common | Q3 2019 | |
| ARBOR REALTY TRUST INC | Corporate note | Q3 2019 | |
| ARES CAPITAL CORP | Corporate note | Q3 2019 | |
| ASSERTIO THERAPEUTICS INC | Corporate note | Q3 2019 | |
| AZUL SA-ADR | ADR | Q3 2019 | |
| BANK OF AMERICA CORP | Preferred | Q3 2019 | |
| BECTON DICKINSON AND CO | Preferred | Q3 2019 | |
| BLACKROCK CAPITAL INVESTMENT CORP | Corporate note | Q3 2019 | |
| BLACKROCK TCP CAPITAL CORP | Corporate note | Q3 2019 | |
| BLACKSTONE MORTGAGE TRUST INC | REIT | Q3 2019 | |
| BOOKING HOLDINGS INC | Corporate note | Q3 2019 | |
| BRF SA-ADR | ADR | Q3 2019 | |
| CALAMP CORP | Corporate note | Q3 2019 | |
| CALAMP CORP | Corporate note | Q3 2019 | |
| CARDTRONICS INC | Corporate note | Q3 2019 | |
| CEMEX SAB DE CV | ADR | Q3 2019 | |
| CEMEX SAB-SPONS ADR PART CER | ADR | Q3 2019 | |
| CINCINNATI BELL INC | Common | Q3 2019 | |
| CNOOC LTD-SPON ADR | ADR | Q3 2019 | |
| COLONY CAPITAL INC | Corporate note | Q3 2019 | |
| CROWN CASTLE INTERNATIONAL CORP | Preferred | Q3 2019 | |
| CSG SYSTEMS INTERNATIONAL INC | Corporate note | Q3 2019 | |
| DANAHER CORP | Preferred | Q3 2019 | |
| DERMIRA INC | Corporate note | Q3 2019 | |
| DISH NETWORK CORP | Corporate note | Q3 2019 | |
| DISH NETWORK CORP | Corporate note | Q3 2019 | |
| DOMINION ENERGY INC | Preferred | Q3 2019 | |
| DYCOM INDUSTRIES INC | Corporate note | Q3 2019 | |
| ECHO GLOBAL LOGISTICS INC | Corporate note | Q3 2019 | |
| ENCORE CAPITAL EUROPE FINANCE LTD | Common | Q3 2019 | |
| ENCORE CAPITAL GROUP INC | Corporate note | Q3 2019 | |
| EURONAV NV | Common | Q3 2019 | |
| EXACT SCIENCES CORP | Corporate note | Q3 2019 | |
| EXANTAS CAPITAL CORP | Corporate note | Q3 2019 | |
| FARMLAND PARTNERS INC | REIT | Q3 2019 | |
| FIREEYE INC | CV SR UNSEC NT | Q3 2019 | |
| FLEXION THERAPEUTICS INC | Corporate note | Q3 2019 | |
| FORESTAR GROUP INC | Corporate note | Q3 2019 | |
| FTI CONSULTING INC | Corporate note | Q3 2019 | |
| GNC HOLDINGS INC | CV SR UNSEC NT | Q3 2019 | |
| GOLAR LNG LTD | Corporate note | Q3 2019 | |
| GOLDMAN SACHS BDC INC | Corporate note | Q3 2019 | |
| GREEN PLAINS INC | Corporate note | Q3 2019 | |
| GREENBRIER COS INC/THE | Corporate note | Q3 2019 | |
| GRUPO TELEVISA SAB | ADR | Q3 2019 | |
| GUIDEWIRE SOFTWARE INC | Corporate note | Q3 2019 | |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC | CV SR UNSEC NT | Q3 2019 | |
| HCI GROUP INC | Corporate note | Q3 2019 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Corporate note | Q3 2019 | |
| HERCULES CAPITAL INC | Corporate note | Q3 2019 | |
| HOPE BANCORP INC | Corporate note | Q3 2019 | |
| HORIZON PHARMA INVESTMENT LTD | CV SR UNSEC NT PNC | Q3 2019 | |
| HUAZHU GROUP LTD | Corporate note | Q3 2019 | |
| HUYA INC-ADR | ADR | Q3 2019 | |
| ICICI BANK LTD-SPON ADR | ADR | Q3 2019 | |
| IHEARTMEDIA INC | Common | Q3 2019 | |
| II-VI INC | Corporate note | Q3 2019 | |
| ILLUMINA INC | Corporate note | Q3 2019 | |
| INFOSYS LTD-SP ADR | ADR | Q3 2019 | |
| INPHI CORP | Corporate note | Q3 2019 | |
| INSMED INC | Corporate note | Q3 2019 | |
| INTERCEPT PHARMACEUTICALS INC | CV SR UNSEC NT PNC | Q3 2019 | |
| INVACARE CORP | Corporate note | Q3 2019 | |
| INVITATION HOMES (IH MERGER SUB LLC) | REIT | Q3 2019 | |
| IONIS PHARMACEUTICALS INC | Corporate note | Q3 2019 | |
| ISHARES MSCI INDIA ETF | ETF | Q3 2019 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | Q3 2019 | |
| J2 GLOBAL INC | Corporate note | Q3 2019 | |
| JAZZ INVESTMENTS I LTD | Corporate note | Q3 2019 | |
| KKR REAL ESTATE FINANCE TRUST INC | REIT | Q3 2019 | |
| LAM RESEARCH CORP | Common | Q3 2019 | |
| LIBERTY MEDIA CORP-LIBERTY FORMULA ONE | CV SR UNSEC NT LMCK FWONK | Q3 2019 | |
| LIGAND PHARMACEUTICALS INC | Corporate note | Q3 2019 | |
| LIVE NATION ENTERTAINMENT INC | Corporate note | Q3 2019 | |
| LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | Common | Q3 2019 | |
| LUMENTUM HOLDINGS INC | Corporate note | Q3 2019 | |
| MACQUARIE INFRASTRUCTURE CORP | Corporate note | Q3 2019 | |
| MARRIOTT VACATIONS WORLDWIDE CORP | Corporate note | Q3 2019 | |
| MEDICINES CO/THE | Corporate note | Q3 2019 | |
| MERITOR INC | Corporate note | Q3 2019 | |
| MICROCHIP TECHNOLOGY INC | Corporate note | Q3 2019 | |
| MOBILE TELESYSTEMS PJSC | ADR | Q3 2019 | |
| MOMO INC | Corporate note | Q3 2019 | |
| NABORS INDUSTRIES INC | Corporate note | Q3 2019 | |
| NEUROCRINE BIOSCIENCES INC | Corporate note | Q3 2019 | |
| NEVRO CORP | Corporate note | Q3 2019 | |
| NEW MOUNTAIN FINANCE CORP | Corporate note | Q3 2019 | |
| NEW YORK MORTGAGE TRUST INC | Corporate note | Q3 2019 | |
| NEXTERA ENERGY INC | Preferred | Q3 2019 | |
| NRG ENERGY INC | Corporate note | Q3 2019 | |
| NUANCE COMMUNICATIONS INC | Corporate note | Q3 2019 | |
| NUANCE COMMUNICATIONS INC | Corporate note | Q3 2019 | |
| NUVASIVE INC | Corporate note | Q3 2019 | |
| OI SA | Common | Q3 2019 | |
| OIL STATES INTERNATIONAL INC | Corporate note | Q3 2019 | |
| ON SEMICONDUCTOR CORP | Corporate note | Q3 2019 | |
| OSI SYSTEMS INC | Corporate note | Q3 2019 | |
| PALO ALTO NETWORKS INC | Corporate note | Q3 2019 | |
| PAMPA ENERGIA SA | Common | Q3 2019 | |
| PATRICK INDUSTRIES INC | Corporate note | Q3 2019 | |
| PATTERN ENERGY GROUP INC | Corporate note | Q3 2019 | |
| PDC ENERGY INC | Corporate note | Q3 2019 | |
| PENNYMAC CORP | Corporate note | Q3 2019 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | Q3 2019 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | Q3 2019 | |
| PRA GROUP INC | Corporate note | Q3 2019 | |
| PRA GROUP INC | Corporate note | Q3 2019 | |
| QIAGEN NV | Common | Q3 2019 | |
| QTS REALTY TRUST INC | Preferred | Q3 2019 | |
| RADIUS HEALTH INC | Corporate note | Q3 2019 | |
| REDFIN CORP | Corporate note | Q3 2019 | |
| REDWOOD TRUST INC | Corporate note | Q3 2019 | |
| REPLIGEN CORP | Corporate note | Q3 2019 | |
| RH | Corporate note | Q3 2019 | |
| SANDRIDGE ENERGY INC | Common | Q3 2019 | |
| SCORPIO TANKERS INC | Corporate note | Q3 2019 | |
| SEACOR HOLDINGS INC | Corporate note | Q3 2019 | |
| SEMPRA ENERGY | Preferred | Q3 2019 | |
| SHIP FINANCE INTERNATIONAL LTD | Common | Q3 2019 | |
| SILICON LABORATORIES INC | Corporate note | Q3 2019 | |
| SM ENERGY CO | Corporate note | Q3 2019 | |
| SOLARCITY CORP | CV SR UNSEC NT | Q3 2019 | |
| SOUTHERN CO/THE | Preferred | Q3 2019 | |
| SPLUNK INC | Corporate note | Q3 2019 | |
| SQUARE INC | Common | Q3 2019 | |
| SSR MINING INC | Corporate note | Q3 2019 | |
| STARWOOD PROPERTY TRUST INC | Corporate note | Q3 2019 | |
| STONEMOR PARTNERS LP | Common | Q3 2019 | |
| SUNPOWER CORP | Corporate note | Q3 2019 | |
| SYNAPTICS INC | Corporate note | Q3 2019 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | Q3 2019 | |
| TELECOM ARGENTINA SA | ADR | Q3 2019 | |
| TESLA INC | Corporate note | Q3 2019 | |
| TESLA INC | Corporate note | Q3 2019 | |
| TEVA PHARMACEUTICAL FINANCE CO LLC | CV SR UNSEC NT | Q3 2019 | |
| TPG SPECIALTY LENDING INC | Corporate note | Q3 2019 | |
| TRANSPORTADORA DE GAS DEL SUR SA | Common | Q3 2019 | |
| TUTOR PERINI CORP | Corporate note | Q3 2019 | |
| TWITTER INC | Corporate note | Q3 2019 | |
| TWITTER INC | Corporate note | Q3 2019 | |
| TWO HARBORS INVESTMENT CORP | CV SR UNSEC NT | Q3 2019 | |
| ULTRA PETROLEUM CORP | Common | Q3 2019 | |
| US WELL SERVICES INC | WARRANT STRIKE 5 75 EXP 11 09 2023 | Q3 2019 | |
| VEECO INSTRUMENTS INC | Corporate note | Q3 2019 | |
| VEON LTD | ADR | Q3 2019 | |
| VIAVI SOLUTIONS INC | Corporate note | Q3 2019 | |
| VISHAY INTERTECHNOLOGY INC | Corporate note | Q3 2019 | |
| VISTA OIL & GAS SAB DE CV | ADR | Q3 2019 | |
| VITAMIN SHOPPE INC | Corporate note | Q3 2019 | |
| WEIBO CORP | Corporate note | Q3 2019 | |
| WELLS FARGO & CO | Preferred | Q3 2019 | |
| WESTERN ASSET MORTGAGE CAPITAL CORP | CV SR UNSEC NT | Q3 2019 | |
| WESTERN DIGITAL CORP | Corporate note | Q3 2019 | |
| WHITING PETROLEUM CORP | Corporate note | Q3 2019 | |
| WIX.COM LTD | Corporate note | Q3 2019 | |
| YANDEX NV-A | Common | Q3 2019 | |
| YPF S.A.-SPONSORED ADR | ADR | Q3 2019 | |
| ZILLOW GROUP INC | Corporate note | Q3 2019 | |
| ACORDA THERAPEUTICS INC | Corporate note | Q2 2019 | |
| AIR TRANSPORT SERVICES GROUP INC | Corporate note | Q2 2019 | |
| AMAG PHARMACEUTICALS INC | CV SR UNSEC NT | Q2 2019 | |
| ATLAS AIR WORLDWIDE HOLDINGS INC | Corporate note | Q2 2019 | |
| BEIGENE LTD-ADR | ADR | Q2 2019 | |
| CEMEX SAB DE CV | Corporate note | Q2 2019 | |
| CEMEX SAB DE CV | Corporate note | Q2 2019 | |
| CHENIERE ENERGY INC | Corporate note | Q2 2019 | |
| CLOVIS ONCOLOGY INC | Corporate note | Q2 2019 | |
| CONTURA ENERGY INC | Common | Q2 2019 | |
| CTRIP.COM INTERNATIONAL LTD | CV SR UNSEC NT SERIES C | Q2 2019 | |
| CTRIP.COM INTERNATIONAL LTD | Corporate note | Q2 2019 | |
| CYPRESS SEMICONDUCTOR CORP | Corporate note | Q2 2019 | |
| DHT HOLDINGS INC | Corporate note | Q2 2019 | |
| DTE ENERGY CO | Preferred | Q2 2019 | |
| ENVESTNET INC | Corporate note | Q2 2019 | |
| GOPRO INC | Corporate note | Q2 2019 | |
| HURON CONSULTING GROUP INC | Corporate note | Q2 2019 | |
| INPHI CORP | Corporate note | Q2 2019 | |
| INSULET CORP | Corporate note | Q2 2019 | |
| IRONWOOD PHARMACEUTICALS INC | Corporate note | Q2 2019 | |
| LIBERTY MEDIA CORP-LIBERTY BRAVES | Tracking stock | Q2 2019 | |
| MIDSTATES PETROLEUM CO INC | Common | Q2 2019 | |
| NEXTERA ENERGY INC | Preferred | Q2 2019 | |
| NXP SEMICONDUCTORS NV | Corporate note | Q2 2019 | |
| PDL BIOPHARMA INC | Corporate note | Q2 2019 | |
| PRETIUM RESOURCES INC | Corporate note | Q2 2019 | |
| PTC THERAPEUTICS INC | Corporate note | Q2 2019 | |
| SAREPTA THERAPEUTICS INC | Corporate note | Q2 2019 | |
| STANLEY BLACK & DECKER INC | Preferred | Q2 2019 | |
| TWILIO INC | Corporate note | Q2 2019 | |
| TWITTER INC | Corporate note | Q2 2019 | |
| VERINT SYSTEMS INC | Corporate note | Q2 2019 | |
| WEIBO CORP-SPON ADR | ADR | Q2 2019 | |
| WORKDAY INC | Corporate note | Q2 2019 | |
| ZILLOW GROUP INC | Corporate note | Q2 2019 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | Q1 2019 | |
| BELLATRIX EXPLORATION LTD | Common | Q1 2019 | |
| BIOMARIN PHARMACEUTICAL INC | Corporate note | Q1 2019 | |
| CAESARS ENTERTAINMENT CORP | Common | Q1 2019 | |
| CHESAPEAKE ENERGY CORP | Common | Q1 2019 | |
| DOMINION ENERGY INC | Preferred | Q1 2019 | |
| ENSCO JERSEY FINANCE LTD | Corporate note | Q1 2019 | |
| EZCORP INC | Corporate note | Q1 2019 | |
| FINISAR CORP | Corporate note | Q1 2019 | |
| FORTIVE CORP | Preferred | Q1 2019 | |
| GLOBAL EAGLE ENTERTAINMENT INC | CV SR UNSEC NT PNC | Q1 2019 | |
| HALCON RESOURCES CORP | Common | Q1 2019 | |
| HERBALIFE NUTRITION LTD | Corporate note | Q1 2019 | |
| INFINERA CORP | Corporate note | Q1 2019 | |
| INVACARE CORP | Corporate note | Q1 2019 | |
| JAZZ INVESTMENTS I LTD | Corporate note | Q1 2019 | |
| LENDINGTREE INC | Corporate note | Q1 2019 | |
| NEW MOUNTAIN FINANCE CORP | Corporate note | Q1 2019 | |
| NEW YORK COMMUNITY CAPITAL TRUST V | 6 000000 CV PFD PNC | Q1 2019 | |
| NUANCE COMMUNICATIONS INC | Corporate note | Q1 2019 | |
| NUANCE COMMUNICATIONS INC | Corporate note | Q1 2019 | |
| Q2 HOLDINGS INC | Corporate note | Q1 2019 | |
| RETROPHIN INC | Corporate note | Q1 2019 | |
| RH | Corporate note | Q1 2019 | |
| RINGCENTRAL INC | Corporate note | Q1 2019 | |
| ROYAL GOLD INC | Corporate note | Q1 2019 | |
| SPIRIT REALTY CAPITAL INC | Corporate note | Q1 2019 | |
| TITAN MACHINERY INC | Corporate note | Q1 2019 | |
| TRANSOCEAN INC | Corporate note | Q1 2019 | |
| VECTOR GROUP LTD | Corporate note | Q1 2019 | |
| VICI PROPERTIES INC | REIT | Q1 2019 | |
| VISTRA ENERGY CORP | Preferred | Q1 2019 | |
| WEATHERFORD INTERNATIONAL LTD | Corporate note | Q1 2019 | |
| YUM CHINA HOLDINGS INC | Common | Q1 2019 | |
| ZENDESK INC | Corporate note | Q1 2019 | |
| AKAMAI TECHNOLOGIES INC | Corporate note | Q4 2018 | |
| ALLSCRIPTS HEALTHCARE SOLUTIONS INC | CV SR UNSEC NT | Q4 2018 | |
| ARCONIC INC | Corporate note | Q4 2018 | |
| ARES CAPITAL CORP | Corporate note | Q4 2018 | |
| ARRAY BIOPHARMA INC | CV SR UNSEC NT 144A PNC | Q4 2018 | |
| BIOMARIN PHARMACEUTICAL INC | Corporate note | Q4 2018 | |
| BROADCOM LTD | Common | Q4 2018 | |
| C&J ENERGY SERVICES INC | Common | Q4 2018 | |
| CANADIAN SOLAR INC | Corporate note | Q4 2018 | |
| CAPITAL PRODUCT PARTNERS LP | Common | Q4 2018 | |
| CITRIX SYSTEMS INC | Corporate note | Q4 2018 | |
| COWEN INC | Corporate note | Q4 2018 | |
| ELECTRONICS FOR IMAGING INC | Corporate note | Q4 2018 | |
| EXACT SCIENCES CORP | Corporate note | Q4 2018 | |
| GRANITE POINT MORTGAGE TRUST INC | REIT | Q4 2018 | |
| HCI GROUP INC | Corporate note | Q4 2018 | |
| ILLUMINA INC | Corporate note | Q4 2018 | |
| INNOVIVA INC | Corporate note | Q4 2018 | |
| INTERNATIONAL FLAVORS & FRAGRANCES INC | Preferred | Q4 2018 | |
| ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | ETF | Q4 2018 | |
| KB HOME | Corporate note | Q4 2018 | |
| MACQUARIE INFRASTRUCTURE CORP | Corporate note | Q4 2018 | |
| NAVISTAR INTERNATIONAL CORP | Corporate note | Q4 2018 | |
| NORTHERN OIL AND GAS INC | Common | Q4 2018 | |
| NOVAVAX INC | Corporate note | Q4 2018 | |
| NXP SEMICONDUCTORS NV | Common | Q4 2018 | |
| PACIRA PHARMACEUTICALS INC/DE | Corporate note | Q4 2018 | |
| PANDORA MEDIA INC | Corporate note | Q4 2018 | |
| PROSPECT CAPITAL CORP | Corporate note | Q4 2018 | |
| QIAGEN NV | Common | Q4 2018 | |
| REDWOOD TRUST INC | Corporate note | Q4 2018 | |
| ROWAN COS PLC | Common | Q4 2018 | |
| SOUTH JERSEY INDUSTRIES INC | Preferred | Q4 2018 | |
| SYNCHRONOSS TECHNOLOGIES INC | Corporate note | Q4 2018 | |
| TRIBUNE MEDIA CO | Common | Q4 2018 | |
| VALE SA-SP ADR | ADR | Q4 2018 | |
| ALDER BIOPHARMACEUTICALS INC | CV SR UNSEC NT PNC | Q3 2018 | |
| BANCO BRADESCO-ADR | ADR | Q3 2018 | |
| BLACKROCK TCP CAPITAL CORP | Corporate note | Q3 2018 | |
| CLEVELAND-CLIFFS INC | Corporate note | Q3 2018 | |
| COOPER TIRE & RUBBER CO | Common | Q3 2018 | |
| CTRIP.COM INTERNATIONAL-ADR | ADR | Q3 2018 | |
| DEXCOM INC | Corporate note | Q3 2018 | |
| ENERGY XXI GULF COAST INC | Common | Q3 2018 | |
| ENVESTNET INC | Corporate note | Q3 2018 | |
| EXANTAS CAPITAL CORP | Corporate note | Q3 2018 | |
| FINISAR CORP | Corporate note | Q3 2018 | |
| HESS CORP | Preferred | Q3 2018 | |
| HUBSPOT INC | Corporate note | Q3 2018 | |
| INTERDIGITAL INC/PA | Corporate note | Q3 2018 | |
| KAMAN CORP | Corporate note | Q3 2018 | |
| MATLIN AND PARTNERS ACQUISITION CORP | Common | Q3 2018 | |
| NAVISTAR INTERNATIONAL CORP | Corporate note | Q3 2018 | |
| NXP SEMICONDUCTORS NV | Common | Q3 2018 | |
| OASIS PETROLEUM INC | Corporate note | Q3 2018 | |
| REALPAGE INC | Corporate note | Q3 2018 | |
| ROVI CORP | Corporate note | Q3 2018 | |
| SEMPRA ENERGY | Preferred | Q3 2018 | |
| SERVICENOW INC | Corporate note | Q3 2018 | |
| STARWOOD PROPERTY TRUST INC | Corporate note | Q3 2018 | |
| STEEL CONNECT INC | Corporate note | Q3 2018 | |
| TELADOC HEALTH INC | Corporate note | Q3 2018 | |
| VIPSHOP HOLDINGS LTD | Corporate note | Q3 2018 | |
| WAYFAIR INC | Corporate note | Q3 2018 | |
| WMIH CORP | Common | Q3 2018 | |
| WRIGHT MEDICAL GROUP NV | Corporate note | Q3 2018 | |
| YANDEX NV | Corporate note | Q3 2018 | |
| AEGEAN MARINE PETROLEUM NETWORK INC | Corporate note | Q2 2018 | |
| ALTABA INC | Corporate note | Q2 2018 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | Q2 2018 | |
| ANI PHARMACEUTICALS INC | Corporate note | Q2 2018 | |
| ARBOR REALTY TRUST INC | Corporate note | Q2 2018 | |
| AZUL SA-ADR | AZUL SA ADR | Q2 2018 | |
| BANCO MACRO SA-ADR | ADR | Q2 2018 | |
| BIOMARIN PHARMACEUTICAL INC | Corporate note | Q2 2018 | |
| BRF SA-ADR | ADR | Q2 2018 | |
| BRISTOW GROUP INC | Corporate note | Q2 2018 | |
| CARBONITE INC | Corporate note | Q2 2018 | |
| CEMEX SAB-SPONS ADR PART CER | ADR | Q2 2018 | |
| CNOOC LTD-SPON ADR | ADR | Q2 2018 | |
| COMSTOCK RESOURCES INC | Corporate note | Q2 2018 | |
| COMSTOCK RESOURCES INC | Corporate note | Q2 2018 | |
| CTRIP.COM INTERNATIONAL LTD | CV SR UNSEC NT | Q2 2018 | |
| CTRIP.COM INTERNATIONAL-ADR | ADR | Q2 2018 | |
| GSV CAPITAL CORP | Corporate note | Q2 2018 | |
| ICICI BANK LTD-SPON ADR | ADR | Q2 2018 | |
| INFOSYS LTD-SP ADR | ADR | Q2 2018 | |
| INTEGRATED DEVICE TECHNOLOGY INC | Corporate note | Q2 2018 | |
| ISHARES MSCI INDIA ETF | ETF | Q2 2018 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | Q2 2018 | |
| MICRON TECHNOLOGY INC | Corporate note | Q2 2018 | |
| NABORS INDUSTRIES LTD | Common | Q2 2018 | |
| NATIONAL CINEMEDIA INC | Common | Q2 2018 | |
| NATIONSTAR MORTGAGE HOLDINGS INC | Common | Q2 2018 | |
| NEXTERA ENERGY INC | Preferred | Q2 2018 | |
| NICE SYSTEMS INC | Corporate note | Q2 2018 | |
| OCEAN RIG UDW INC | Common | Q2 2018 | |
| PALO ALTO NETWORKS INC | Corporate note | Q2 2018 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | Q2 2018 | |
| PROOFPOINT INC | Corporate note | Q2 2018 | |
| QIAGEN NV | Common | Q2 2018 | |
| QUIDEL CORP | Corporate note | Q2 2018 | |
| RAYONIER ADVANCED MATERIALS INC | Common | Q2 2018 | |
| SEACOR HOLDINGS INC | Corporate note | Q2 2018 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | Q2 2018 | |
| TORM PLC | Common | Q2 2018 | |
| VALE SA-SP ADR | ADR | Q2 2018 | |
| VEREIT INC | Corporate note | Q2 2018 | |
| WAYFAIR INC | Common | Q2 2018 | |
| WEB.COM GROUP INC | Corporate note | Q2 2018 | |
| WPX ENERGY INC | Preferred | Q2 2018 | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | CV SR SUB NT | Q1 2018 | |
| AMBEV SA-ADR | ADR | Q1 2018 | |
| ANTHEM INC | Preferred | Q1 2018 | |
| BROOKDALE SENIOR LIVING INC | Corporate note | Q1 2018 | |
| CHART INDUSTRIES INC | Corporate note | Q1 2018 | |
| CORNERSTONE ONDEMAND INC | Corporate note | Q1 2018 | |
| DYNEGY INC | Common | Q1 2018 | |
| DYNEGY INC | 7 CV PFD | Q1 2018 | |
| ENCORE CAPITAL GROUP INC | Corporate note | Q1 2018 | |
| FIESTA RESTAURANT GROUP INC | Common | Q1 2018 | |
| FLUIDIGM CORP | Common | Q1 2018 | |
| GENER8 MARITIME INC | Common | Q1 2018 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Corporate note | Q1 2018 | |
| HERBALIFE LTD | Corporate note | Q1 2018 | |
| IMPAX LABORATORIES INC | Corporate note | Q1 2018 | |
| INSULET CORP | Corporate note | Q1 2018 | |
| KEYW HOLDING CORP/THE | Corporate note | Q1 2018 | |
| LIBERTY MEDIA CORP | Corporate note | Q1 2018 | |
| NUANCE COMMUNICATIONS INC | Corporate note | Q1 2018 | |
| REGIS CORP | Common | Q1 2018 | |
| TERADYNE INC | Corporate note | Q1 2018 | |
| VIAVI SOLUTIONS INC | Corporate note | Q1 2018 | |
| VISHAY INTERTECHNOLOGY INC | Common | Q1 2018 | |
| ACORDA THERAPEUTICS INC | Convertible bond | Q4 2017 | |
| AEROJET ROCKETDYNE HOLDINGS INC | Convertible bond | Q4 2017 | |
| AKAMAI TECHNOLOGIES INC | Convertible bond | Q4 2017 | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | Convertible bond | Q4 2017 | |
| ALTABA INC | Convertible bond | Q4 2017 | |
| AMERICAN TOWER CORP | Preferred | Q4 2017 | |
| ANI PHARMACEUTICALS INC | Convertible bond | Q4 2017 | |
| ANTHEM INC | Preferred | Q4 2017 | |
| ARBOR REALTY TRUST INC | Convertible bond | Q4 2017 | |
| ARES CAPITAL CORP | Convertible bond | Q4 2017 | |
| ARRAY BIOPHARMA INC | Convertible bond | Q4 2017 | |
| BANK OF AMERICA CORP | Preferred | Q4 2017 | |
| BECTON DICKINSON AND CO | Preferred | Q4 2017 | |
| BIOMARIN PHARMACEUTICAL INC | Convertible bond | Q4 2017 | |
| BLACKHAWK NETWORK HOLDINGS INC | Convertible bond | Q4 2017 | |
| BLACKROCK CAPITAL INVESTMENT CORP | Convertible bond | Q4 2017 | |
| BRISTOW GROUP INC | Convertible bond | Q4 2017 | |
| BROOKDALE SENIOR LIVING INC | Convertible bond | Q4 2017 | |
| CANADIAN SOLAR INC | Convertible bond | Q4 2017 | |
| CEMEX SAB DE CV | Convertible bond | Q4 2017 | |
| CHART INDUSTRIES INC | Convertible bond | Q4 2017 | |
| CHENIERE ENERGY INC | Convertible bond | Q4 2017 | |
| CITRIX SYSTEMS INC | Convertible bond | Q4 2017 | |
| COMPANIA DE BEBIDAS DAS AME (AMBEV) | ADR | Q4 2017 | |
| COMSTOCK RESOURCES INC | Convertible bond | Q4 2017 | |
| COMSTOCK RESOURCES INC | Convertible bond | Q4 2017 | |
| COWEN INC | Convertible bond | Q4 2017 | |
| CROWN CASTLE INTERNATIONAL CORP | Preferred | Q4 2017 | |
| CSG SYSTEMS INTERNATIONAL INC | Convertible bond | Q4 2017 | |
| CTRIP.COM INTERNATIONAL LTD | ADR | Q4 2017 | |
| CYPRESS SEMICONDUCTOR CORP | Convertible bond | Q4 2017 | |
| DHT HOLDINGS INC | Convertible bond | Q4 2017 | |
| DOMINION ENERGY INC | Preferred | Q4 2017 | |
| DYNEGY INC | CONVERTIBLE PREFERRED | Q4 2017 | |
| ELECTRONICS FOR IMAGING INC | Convertible bond | Q4 2017 | |
| ENCORE CAPITAL GROUP INC | Convertible bond | Q4 2017 | |
| ENERGY TRANSFER PARTNERS LP | Common | Q4 2017 | |
| ENSCO JERSEY FINANCE LTD | Convertible bond | Q4 2017 | |
| ENVESTNET INC | Convertible bond | Q4 2017 | |
| EZCORP INC | Convertible bond | Q4 2017 | |
| FIRST BANCORP/PUERTO RICO | Common | Q4 2017 | |
| GENERAL CABLE CORP | Convertible bond | Q4 2017 | |
| GRANITE POINT MORTGAGE TRUST INC | REIT | Q4 2017 | |
| GSV CAPITAL CORP | Convertible bond | Q4 2017 | |
| HCI GROUP INC | Convertible bond | Q4 2017 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Convertible bond | Q4 2017 | |
| HERBALIFE LTD | Convertible bond | Q4 2017 | |
| HURON CONSULTING GROUP INC | Convertible bond | Q4 2017 | |
| ILLUMINA INC | Convertible bond | Q4 2017 | |
| IMPAX LABORATORIES INC | Convertible bond | Q4 2017 | |
| INSULET CORP | Convertible bond | Q4 2017 | |
| INTEGRATED DEVICE TECHNOLOGY INC | Convertible bond | Q4 2017 | |
| ISHARES MSCI INDIA ETF | ETF | Q4 2017 | |
| KB HOME | Convertible bond | Q4 2017 | |
| LIBERTY MEDIA CORP | Convertible bond | Q4 2017 | |
| LIBERTY VENTURES | Common | Q4 2017 | |
| LIVE NATION ENTERTAINMENT INC | Convertible bond | Q4 2017 | |
| MARRIOTT VACATIONS WORLDWIDE CORP | Convertible bond | Q4 2017 | |
| MICRON TECHNOLOGY INC | Convertible bond | Q4 2017 | |
| MOBILE TELESYSTEMS PJSC | ADR | Q4 2017 | |
| MODUSLINK GLOBAL SOLUTIONS INC | Convertible bond | Q4 2017 | |
| NAVISTAR INTERNATIONAL CORP | Convertible bond | Q4 2017 | |
| NAVISTAR INTERNATIONAL CORP | Convertible bond | Q4 2017 | |
| NEW MOUNTAIN FINANCE CORP | Convertible bond | Q4 2017 | |
| NEXTERA ENERGY INC | Preferred | Q4 2017 | |
| NEXTERA ENERGY INC | Preferred | Q4 2017 | |
| OASIS PETROLEUM INC | Convertible bond | Q4 2017 | |
| PALO ALTO NETWORKS INC | Convertible bond | Q4 2017 | |
| PDL BIOPHARMA INC | Convertible bond | Q4 2017 | |
| PDL BIOPHARMA INC | Convertible bond | Q4 2017 | |
| PROOFPOINT INC | Convertible bond | Q4 2017 | |
| PROSPECT CAPITAL CORP | Convertible bond | Q4 2017 | |
| QUIDEL CORP | Convertible bond | Q4 2017 | |
| REDWOOD TRUST INC | Convertible bond | Q4 2017 | |
| RENEWABLE ENERGY GROUP INC | Convertible bond | Q4 2017 | |
| RESOURCE CAPITAL CORP | Convertible bond | Q4 2017 | |
| RTI INTERNATIONAL METALS INC | Convertible bond | Q4 2017 | |
| SHUTTERFLY INC | Convertible bond | Q4 2017 | |
| SOLARCITY CORP | Convertible bond | Q4 2017 | |
| SPECTRUM PHARMACEUTICALS INC | Convertible bond | Q4 2017 | |
| SPIRIT REALTY CAPITAL INC | Convertible bond | Q4 2017 | |
| STANLEY BLACK & DECKER INC | Preferred | Q4 2017 | |
| SUCAMPO PHARMACEUTICALS INC | Convertible bond | Q4 2017 | |
| TCP CAPITAL CORP | Convertible bond | Q4 2017 | |
| TELEVISA | ADR | Q4 2017 | |
| TERADYNE INC | Convertible bond | Q4 2017 | |
| TITAN MACHINERY INC | Convertible bond | Q4 2017 | |
| TPG SPECIALTY LENDING INC | Convertible bond | Q4 2017 | |
| TWITTER INC | Convertible bond | Q4 2017 | |
| VECTOR GROUP LTD | Convertible bond | Q4 2017 | |
| VEREIT INC | Convertible bond | Q4 2017 | |
| VIAVI SOLUTIONS INC | Convertible bond | Q4 2017 | |
| WAYFAIR INC | Common | Q4 2017 | |
| WEATHERFORD INTERNATIONAL LTD | Convertible bond | Q4 2017 | |
| WELLS FARGO & CO | Preferred | Q4 2017 | |
| WPX ENERGY INC | Preferred | Q4 2017 | |
| YANDEX NV | Convertible bond | Q4 2017 | |
| ZILLOW GROUP INC | Convertible bond | Q4 2017 | |
| 51JOB INC | Corporate note | Q3 2017 | |
| ACETO CORP | Corporate note | Q3 2017 | |
| ALLERGAN PLC | 5 50 MAND CV PFD SER A | Q3 2017 | |
| AMERICAN TOWER CORP | Preferred | Q3 2017 | |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | CV SR UNSEC NT REIT | Q3 2017 | |
| BLACKHAWK NETWORK HOLDINGS INC | CV SR UNSEC NT | Q3 2017 | |
| BLACKROCK CAPITAL INVESTMENT CORP | Corporate note | Q3 2017 | |
| CALATLANTIC GROUP INC | Corporate note | Q3 2017 | |
| CIT GROUP INC | Common | Q3 2017 | |
| COLONY NORTHSTAR INC | Corporate note | Q3 2017 | |
| CONTANGO OIL & GAS CO | Common | Q3 2017 | |
| EXCO RESOURCES INC | Common | Q3 2017 | |
| GENERAL CABLE CORP | Corporate note | Q3 2017 | |
| GERDAU SA -SPON ADR | ADR | Q3 2017 | |
| GOGO INC | Corporate note | Q3 2017 | |
| HELIX ENERGY SOLUTIONS GROUP INC | Corporate note | Q3 2017 | |
| JEFFERIES GROUP LLC | Corporate note | Q3 2017 | |
| K HOVNANIAN ENTERPRISES INC | Corporate note | Q3 2017 | |
| KINDER MORGAN INC/DE | Common | Q3 2017 | |
| LIBERTY INTERACTIVE LLC | Corporate note | Q3 2017 | |
| LIBERTY MEDIA CORP | Corporate note | Q3 2017 | |
| LIBERTY MEDIA CORP | Corporate note | Q3 2017 | |
| LIVE NATION ENTERTAINMENT INC | Corporate note | Q3 2017 | |
| M/I HOMES INC | Corporate note | Q3 2017 | |
| MARRIOTT VACATIONS WORLDWIDE CORP | CV SR UNSEC NT 144A | Q3 2017 | |
| PDL BIOPHARMA INC | Corporate note | Q3 2017 | |
| POWERSHARES QQQ TRUST SERIES 1 | ETF | Q3 2017 | |
| REDWOOD TRUST INC | Corporate note | Q3 2017 | |
| RENEWABLE ENERGY GROUP INC | Corporate note | Q3 2017 | |
| SMART GLOBAL HOLDINGS INC | Common | Q3 2017 | |
| SPECTRUM PHARMACEUTICALS INC | Corporate note | Q3 2017 | |
| STARWOOD PROPERTY TRUST INC | Corporate note | Q3 2017 | |
| SUCAMPO PHARMACEUTICALS INC | CV SR UNSEC NT 144A | Q3 2017 | |
| TICC CAPITAL CORP | Corporate note | Q3 2017 | |
| WRIGHT MEDICAL GROUP INC | Corporate note | Q3 2017 | |
| YANDEX NV | Common | Q3 2017 | |
| AEGEAN MARINE PETROLEUM NETWORK INC | CV SR UNSEC NT PNC | Q2 2017 | |
| AEGERION PHARMACEUTICALS INC | Corporate note | Q2 2017 | |
| AMERICA MOVIL-SPN ADR CL L | ADR | Q2 2017 | |
| AMTRUST FINANCIAL SERVICES INC | Corporate note | Q2 2017 | |
| AVID TECHNOLOGY INC | Corporate note | Q2 2017 | |
| BELLATRIX EXPLORATION LTD | Common | Q2 2017 | |
| EGALET CORP | Corporate note | Q2 2017 | |
| ENDOLOGIX INC | Corporate note | Q2 2017 | |
| ENERNOC INC | CV SR UNSEC NT | Q2 2017 | |
| GAIN CAPITAL HOLDINGS INC | Corporate note | Q2 2017 | |
| KNOWLES CORP | Corporate note | Q2 2017 | |
| MERITAGE HOMES CORP | Corporate note | Q2 2017 | |
| MERITOR INC | Corporate note | Q2 2017 | |
| NACCO INDUSTRIES INC | Common | Q2 2017 | |
| NEWPARK RESOURCES INC | Corporate note | Q2 2017 | |
| RAIT FINANCIAL TRUST | Corporate note | Q2 2017 | |
| REDWOOD TRUST INC | Corporate note | Q2 2017 | |
| RESOURCE CAPITAL CORP | REIT | Q2 2017 | |
| SANCHEZ ENERGY CORP | Common | Q2 2017 | |
| SPECTRANETICS CORP/THE | Corporate note | Q2 2017 | |
| STARWOOD PROPERTY TRUST INC | Corporate note | Q2 2017 | |
| TELIGENT INC | Corporate note | Q2 2017 | |
| TOLL BROTHERS FINANCE CORP | Corporate note | Q2 2017 | |
| VALE SA-SP PREF ADR | ADR | Q2 2017 | |
| WARRIOR MET COAL INC | Common | Q2 2017 | |
| WEBMD HEALTH CORP | Corporate note | Q2 2017 | |
| ADVANCEPIERRE FOODS HOLDINGS INC | Common | Q1 2017 | |
| ALLERGAN PLC | 5 50 MAND CV PFD SER A | Q1 2017 | |
| ALON USA ENERGY INC | Corporate note | Q1 2017 | |
| BLACKSTONE MORTGAGE TRUST INC | Corporate note | Q1 2017 | |
| BLUCORA INC | Corporate note | Q1 2017 | |
| CHINA MOBILE LTD-SPON ADR | ADR | Q1 2017 | |
| EXCO RESOURCES INC | Common | Q1 2017 | |
| HEALTHSOUTH CORP | Corporate note | Q1 2017 | |
| ICONIX BRAND GROUP INC | Corporate note | Q1 2017 | |
| IMMUNOMEDICS INC | Corporate note | Q1 2017 | |
| INSEEGO CORP | Corporate note | Q1 2017 | |
| MELCO RESORTS & ENTERT-ADR | ADR | Q1 2017 | |
| MGIC INVESTMENT CORP | Corporate note | Q1 2017 | |
| NETEASE INC-ADR | ADR | Q1 2017 | |
| PRICELINE GROUP INC/THE | Common | Q1 2017 | |
| PROSPECT CAPITAL CORP | Corporate note | Q1 2017 | |
| SUNOCO LOGISTICS PARTNERS LP | Common | Q1 2017 | |
| TELEFONICA BRASIL-ADR | ADR | Q1 2017 | |
| VEREIT INC | Corporate note | Q1 2017 | |
| YAHOO! INC | Common | Q1 2017 | |
| YY INC | Corporate note | Q1 2017 | |
| ARES CAPITAL CORP | Corporate note | Q4 2016 | |
| ARRAY BIOPHARMA INC | CV SR UNSEC NT PNC | Q4 2016 | |
| BAIDU INC - SPON ADR | ADR | Q4 2016 | |
| BANC OF CALIFORNIA INC | Common | Q4 2016 | |
| CONTINENTAL RESOURCES INC/OK | Common | Q4 2016 | |
| CORENERGY INFRASTRUCTURE TRUST INC | CV SR UNSEC NT REIT | Q4 2016 | |
| CTRIP.COM INTERNATIONAL LTD | CV SR UNSEC NT | Q4 2016 | |
| EURONET WORLDWIDE INC | Corporate note | Q4 2016 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | Q4 2016 | |
| HORNBECK OFFSHORE SERVICES INC | Corporate note | Q4 2016 | |
| LIBERTY EXPEDIA HOLDINGS INC | Common | Q4 2016 | |
| LIBERTY MEDIA CORP | Corporate note | Q4 2016 | |
| MEDIDATA SOLUTIONS INC | Corporate note | Q4 2016 | |
| MICROCHIP TECHNOLOGY INC | Corporate note | Q4 2016 | |
| NOVATEL WIRELESS INC | Corporate note | Q4 2016 | |
| OI SA | Common | Q4 2016 | |
| SOUTHWESTERN ENERGY CO | Preferred | Q4 2016 | |
| SPDR S&P500 ETF TRUST | ETF | Q4 2016 | |
| TERRAVIA HOLDINGS INC | Corporate note | Q4 2016 | |
| TRINA SOLAR LTD-SPON ADR | ADR | Q4 2016 | |
| TRONC INC | Common | Q4 2016 | |
| UNITED STATES STEEL CORP | Common | Q4 2016 | |
| VIMPELCOM LTD | ADR | Q4 2016 | |
| WALTER INVESTMENT MANAGEMENT CORP | CV SR SUB NT | Q4 2016 | |
| ALLERGAN PLC | PFD CONV SER A | Q3 2016 | |
| APOLLO GLOBAL MANAGEMENT LLC | Common | Q3 2016 | |
| BANNER CORP | Common | Q3 2016 | |
| BROADSOFT INC | CV SR UNSEC NT | Q3 2016 | |
| CEPHEID | Corporate note | Q3 2016 | |
| COLONY STARWOOD HOMES | CV SR UNSEC NT REIT | Q3 2016 | |
| CTRIP.COM INTERNATIONAL LTD | CV SR UNSEC NT 144A | Q3 2016 | |
| EPR PROPERTIES | Preferred | Q3 2016 | |
| ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | Q3 2016 | |
| KINDER MORGAN INC/DE (HIGHSTAR) | Common | Q3 2016 | |
| LIBERTY MEDIA CORP | Corporate note | Q3 2016 | |
| LIBERTY VENTURES | Class A | Q3 2016 | |
| SEACOR HOLDINGS INC | Corporate note | Q3 2016 | |
| SHUTTERFLY INC | Corporate note | Q3 2016 | |
| SPDR S&P500 ETF TRUST | TR UNIT | Q3 2016 | |
| SPIRIT REALTY CAPITAL INC | Corporate note | Q3 2016 | |
| STILLWATER MINING CO | Corporate note | Q3 2016 | |
| TTM TECHNOLOGIES INC | Corporate note | Q3 2016 | |
| VIMPELCOM LTD | ADR | Q3 2016 | |
| WORKDAY INC | Corporate note | Q3 2016 | |
| ANADARKO PETROLEUM CORP | Preferred | Q2 2016 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | Q2 2016 | |
| B2GOLD CORP | Corporate note | Q2 2016 | |
| BANCO SANTANDER-CHILE-ADR | ADR | Q2 2016 | |
| BLACKSTONE GROUP LP/THE | MLP | Q2 2016 | |
| BLUCORA INC | Common | Q2 2016 | |
| COLONY STARWOOD HOMES | CV SR UNSEC NT REIT | Q2 2016 | |
| CROWN CASTLE INTERNATIONAL CORP | Preferred | Q2 2016 | |
| EAGLE BULK SHIPPING INC | Common | Q2 2016 | |
| FRONTIER COMMUNICATIONS CORP | Preferred | Q2 2016 | |
| HEALTHWAYS INC | CV SR UNSEC NT | Q2 2016 | |
| HEARTWARE INTERNATIONAL INC | Corporate note | Q2 2016 | |
| HOLOGIC INC | Corporate note | Q2 2016 | |
| INGEVITY CORP | Common | Q2 2016 | |
| INSULET CORP | Corporate note | Q2 2016 | |
| INTEGRATED DEVICE TECHNOLOGY INC | CV SR UNSEC NT 144A | Q2 2016 | |
| INTEL CORP | Corporate note | Q2 2016 | |
| JAZZ INVESTMENTS I LTD | Corporate note | Q2 2016 | |
| JD.COM INC-ADR | ADR | Q2 2016 | |
| PROSPECT CAPITAL CORP | Corporate note | Q2 2016 | |
| QIHOO 360 TECHNOLOGY CO LTD | CV SR UNSEC NT | Q2 2016 | |
| RED HAT INC | Corporate note | Q2 2016 | |
| ROVI CORP | Corporate note | Q2 2016 | |
| SINA CORP/CHINA | Corporate note | Q2 2016 | |
| TERRAFORM POWER INC | Common | Q2 2016 | |
| TRINA SOLAR LTD | Corporate note | Q2 2016 | |
| WEBMD HEALTH CORP | Corporate note | Q2 2016 | |
| WESTROCK CO | Common | Q2 2016 | |
| WORKDAY INC | Corporate note | Q2 2016 | |
| ALERE INC | Preferred | Q1 2016 | |
| BHP BILLITON PLC-ADR | Common | Q1 2016 | |
| BROCADE COMMUNICATIONS SYSTEMS INC | CV SR UNSEC NT | Q1 2016 | |
| CIENA CORP | Corporate note | Q1 2016 | |
| COBALT INTERNATIONAL ENERGY INC | Corporate note | Q1 2016 | |
| FIFTH STREET FINANCE CORP | Corporate note | Q1 2016 | |
| FORTRESS INVESTMENT GROUP LLC | Common | Q1 2016 | |
| IKANG HEALTHCARE GROUP-ADR | ADR | Q1 2016 | |
| JARDEN CORP | Corporate note | Q1 2016 | |
| MEDICINES CO/THE | Corporate note | Q1 2016 | |
| MOLINA HEALTHCARE INC | Corporate note | Q1 2016 | |
| SANDISK CORP | Corporate note | Q1 2016 | |
| SNYDER'S-LANCE INC | Common | Q1 2016 | |
| STAR BULK CARRIERS CORP | Common | Q1 2016 | |
| SUNPOWER CORP | Corporate note | Q1 2016 | |
| TERNIUM SA-SPONSORED ADR | ADR | Q1 2016 | |
| TRIBUNE PUBLISHING CO | Common | Q1 2016 | |
| VECTOR GROUP LTD | Corporate note | Q1 2016 | |
| WEBMD HEALTH CORP | Corporate note | Q1 2016 | |
| AAR CORP | Corporate note | Q4 2015 | |
| ALERE INC | Corporate note | Q4 2015 | |
| ALEXANDRIA REAL ESTATE EQUITIES INC | REIT | Q4 2015 | |
| ALLIANCE HEALTHCARE SERVICES INC | Common | Q4 2015 | |
| APOLLO INVESTMENT CORP | Corporate note | Q4 2015 | |
| AV HOMES INC | Corporate note | Q4 2015 | |
| BANK OF AMERICA CORP | Preferred | Q4 2015 | |
| COBALT INTERNATIONAL ENERGY INC | Corporate note | Q4 2015 | |
| CORSICANTO LTD | Corporate note | Q4 2015 | |
| DIAMOND FOODS INC | Common | Q4 2015 | |
| EMERGENT BIOSOLUTIONS INC | Corporate note | Q4 2015 | |
| FLUIDIGM CORP | Common | Q4 2015 | |
| HOLOGIC INC | Corporate note | Q4 2015 | |
| INVENSENSE INC | Corporate note | Q4 2015 | |
| LINKEDIN CORP | Corporate note | Q4 2015 | |
| NUVASIVE INC | Corporate note | Q4 2015 | |
| OI SA | Common | Q4 2015 | |
| SALESFORCE.COM INC | Corporate note | Q4 2015 | |
| SERVICESOURCE INTERNATIONAL INC | Corporate note | Q4 2015 | |
| SOLARCITY CORP | CV SR UNSEC NT | Q4 2015 | |
| SOUFUN HOLDINGS LTD | CV SR UNSEC NT | Q4 2015 | |
| SOUTHWESTERN ENERGY CO | Preferred | Q4 2015 | |
| STONE ENERGY CORP | Corporate note | Q4 2015 | |
| STORE CAPITAL CORP | REIT | Q4 2015 | |
| SUNEDISON INC | Corporate note | Q4 2015 | |
| WEBMD HEALTH CORP | Corporate note | Q4 2015 | |
| WELLS FARGO & CO | Preferred | Q4 2015 | |
| ARCELORMITTAL | Common | Q3 2015 | |
| ARES COMMERCIAL REAL ESTATE CORP | Corporate note | Q3 2015 | |
| CHESAPEAKE ENERGY CORP | Corporate note | Q3 2015 | |
| CHESAPEAKE ENERGY CORP | Corporate note | Q3 2015 | |
| CHESAPEAKE ENERGY CORP | Corporate note | Q3 2015 | |
| EXELIXIS INC | Corporate note | Q3 2015 | |
| GOLDEN OCEAN GROUP LTD | Common | Q3 2015 | |
| ICONIX BRAND GROUP INC | Corporate note | Q3 2015 | |
| ISHARES MSCI EMERGING MARKET | ETF | Q3 2015 | |
| IXIA | Corporate note | Q3 2015 | |
| NVIDIA CORP | Corporate note | Q3 2015 | |
| NXP SEMICONDUCTORS NV | Common | Q3 2015 | |
| OI SA | PREFERRED STOCK ADR | Q3 2015 | |
| PRESS GANEY HOLDINGS INC | Common | Q3 2015 | |
| RESTORATION HARDWARE HOLDINGS INC | Common | Q3 2015 | |
| SUNEDISON INC | Corporate note | Q3 2015 | |
| UNITED STATES STEEL CORP | Corporate note | Q3 2015 | |
| VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN | EXCHANGE TRADED NOTE | Q3 2015 | |
| VERSO CORP | Common | Q3 2015 | |
| ALLERGAN | PFD CONV SER A | Q2 2015 | |
| ALPHA NATURAL RESOURCES | Corporate note | Q2 2015 | |
| AMSURG CORP | Preferred | Q2 2015 | |
| APOLLO COMMERCIAL REAL ESTATE FIN REIT | CV SR UNSEC NT | Q2 2015 | |
| CEMIG SA -SPONS ADR | ADR | Q2 2015 | |
| CTRIP.COM INTERNATIONAL LTD | Corporate note | Q2 2015 | |
| DIANA SHIPPING INC | Common | Q2 2015 | |
| GETTY REALTY CORP | REIT | Q2 2015 | |
| MASONITE INTERNATIONAL CORP | Common | Q2 2015 | |
| METALICO INC | Common | Q2 2015 | |
| MOBILE TELESYSTEMS-SP ADR | ADR | Q2 2015 | |
| NATIONAL BANK OF GREECE-ADR | ADR | Q2 2015 | |
| NY COMMUNITY CAP TRUST V | 6 CV PFD BONUSES PNC | Q2 2015 | |
| PHOTRONICS INC | Corporate note | Q2 2015 | |
| ROCK-TENN COMPANY -CL A | Common | Q2 2015 | |
| SEQUENOM INC | Corporate note | Q2 2015 | |
| UTI WORLDWIDE INC | Corporate note | Q2 2015 | |
| ACTAVIS PLC | 5 5 MAND CV PFD SER A | Q1 2015 | |
| AIR LEASE CORP | Corporate note | Q1 2015 | |
| BGC PARTNERS INC | Corporate note | Q1 2015 | |
| EPR PROPERTIES | Preferred | Q1 2015 | |
| GENESEE & WYOMING INC | Preferred | Q1 2015 | |
| GOLDEN STAR RESOURCES | Corporate note | Q1 2015 | |
| GOODRICH PETROLEUM CORP | Corporate note | Q1 2015 | |
| HEARTWARE INTERNATIONAL | Corporate note | Q1 2015 | |
| INTEROIL CORP | Corporate note | Q1 2015 | |
| IRIDIUM COMMUNICATIONS INC | Preferred | Q1 2015 | |
| JARDEN CORP | Corporate note | Q1 2015 | |
| MENTOR GRAPHICS CORP | Corporate note | Q1 2015 | |
| OMNICARE INC | Corporate note | Q1 2015 | |
| ON SEMICONDUCTOR CORP | Corporate note | Q1 2015 | |
| PROSPECT CAPITAL CORP | Corporate note | Q1 2015 | |
| SEQUENOM INC | Corporate note | Q1 2015 | |
| SUNPOWER CORP | Corporate note | Q1 2015 | |
| TATA MOTORS LTD-SPON ADR | ADR | Q1 2015 | |
| TTM TECHNOLOGIES | Corporate note | Q1 2015 | |
| WILLIAMS PARTNERS LP | Common | Q1 2015 | |
| AMERICAN INTERNATIONAL GROUP | Common | Q4 2014 | |
| ANNALY CAPITAL MGMT | Corporate note | Q4 2014 | |
| ASCENT CAPITAL GROUP INC | Corporate note | Q4 2014 | |
| BPZ RESOURCES INC | Corporate note | Q4 2014 | |
| CEMEX SAB DE CV | Corporate note | Q4 2014 | |
| CHINA UNICOM HONG KONG-ADR | ADR | Q4 2014 | |
| CUBIST PHARMACEUTICALS | Corporate note | Q4 2014 | |
| EMULEX CORPORATION | Corporate note | Q4 2014 | |
| ENERGY XXI LTD | Corporate note | Q4 2014 | |
| FOREST CITY ENTERPRISES | CV SR UNSEC NT PNC | Q4 2014 | |
| HANWHA SOLARONE CO LTD | CV SR UNSEC NT | Q4 2014 | |
| HEADWATERS INC | Corporate note | Q4 2014 | |
| HOLOGIC INC | Corporate note | Q4 2014 | |
| INCYTE CORP LTD | Corporate note | Q4 2014 | |
| MOLINA HEALTHCARE INC | Corporate note | Q4 2014 | |
| NAVISTAR INTL CORP | Corporate note | Q4 2014 | |
| NETSUITE INC | Corporate note | Q4 2014 | |
| OCWEN FINANCIAL CORP | Common | Q4 2014 | |
| PHOTRONICS INC | Corporate note | Q4 2014 | |
| PROLOGIS LP | Corporate note | Q4 2014 | |
| PROOFPOINT INC | Corporate note | Q4 2014 | |
| PULSE ELECTRONICS CORP | Common | Q4 2014 | |
| SERVICENOW INC | Corporate note | Q4 2014 | |
| STANLEY BLACK & DECKER INC | Preferred | Q4 2014 | |
| TESLA MOTORS INC | Common | Q4 2014 | |
| TRANSPORTADORA DE GAS DEL SUR SA | Common | Q4 2014 | |
| VOLCANO CORP | Corporate note | Q4 2014 | |
| WILLIAMS PARTNERS LP | Common | Q4 2014 | |
| WRIGHT MEDICAL GROUP INC | Corporate note | Q4 2014 | |
| YANDEX NV | Common | Q4 2014 | |
| BPZ RESOURCES INC | Corporate note | Q3 2014 | |
| CROWN CASTLE INTL CORP | REIT | Q3 2014 | |
| CUBIST PHARMACEUTICALS | Corporate note | Q3 2014 | |
| EMC CORP/MA | Common | Q3 2014 | |
| GENESEE & WYOMING INC | Preferred | Q3 2014 | |
| HOME INNS HTL MNGMT INC | CV SR UNSEC NT | Q3 2014 | |
| INTEL CORP | Corporate note | Q3 2014 | |
| LAM RESEARCH CORP | Corporate note | Q3 2014 | |
| MCDERMOTT INTL INC | Common | Q3 2014 | |
| MEDICINES COMPANY | Corporate note | Q3 2014 | |
| NETAPP INC | Common | Q3 2014 | |
| OI SA-ADR | PREFERRED STOCK ADR | Q3 2014 | |
| OI SA-ADR | Common | Q3 2014 | |
| QUAD GRAPHICS INC | Common | Q3 2014 | |
| STERLITE INDUSTRIES LTD | Corporate note | Q3 2014 | |
| SURGICAL CARE AFFILIATES INC | Common | Q3 2014 | |
| WILLIAMS PARTNERS LP | Common | Q3 2014 | |
| WSP HOLDINGS LTD-ADR | Common | Q3 2014 | |
| BOTTOMLINE TECHNOLOGIES | Corporate note | Q2 2014 | |
| CAL DIVE INTERNATIONAL | Corporate note | Q2 2014 | |
| CONCUR TECHNOLOGIES INC | Corporate note | Q2 2014 | |
| DRYSHIPS INC | Corporate note | Q2 2014 | |
| INTEL CORP | Corporate note | Q2 2014 | |
| LEXINGTON REALTY TRUST | REIT | Q2 2014 | |
| LIBERTY INTERACTIVE LLC | Corporate note | Q2 2014 | |
| MERRIMACK PHARMACEUTICALS | Corporate note | Q2 2014 | |
| MOLYCORP INC | Corporate note | Q2 2014 | |
| MOLYCORP INC | Corporate note | Q2 2014 | |
| MORGANS HOTEL GROUP CO | Corporate note | Q2 2014 | |
| PARAGON SHIPPING INC-CLASS A | Class A | Q2 2014 | |
| RTI INTERNATIONAL METALS | Corporate note | Q2 2014 | |
| TAKE-TWO INTERACTIVE SOFTWARE | Corporate note | Q2 2014 | |
| TOWER GROUP INTL LTD | Corporate note | Q2 2014 | |
| WABASH NATIONAL CORP | Corporate note | Q2 2014 | |
| YRC WORLDWIDE INC | Corporate note | Q2 2014 | |
| ALBANY MOLECULAR RESEARCH INC | CV SR UNSEC NT 144A | Q1 2014 | |
| ARES CAPITAL CORP | Corporate note | Q1 2014 | |
| AURICO GOLD (NORTHGATE MINERALS) | CV SR UNSEC NT | Q1 2014 | |
| CEMEX SAB DE CV | Corporate note | Q1 2014 | |
| CENVEO CORP | Corporate note | Q1 2014 | |
| CHARTER COMMUNICATION-A | Common | Q1 2014 | |
| CHIQUITA BRANDS INTL | Corporate note | Q1 2014 | |
| CIA BRASILEIRA DE DIS-SP PRF | ADR | Q1 2014 | |
| COMMONWEALTH REIT | 6 5 CV PERP PFD SER D REIT | Q1 2014 | |
| DFC GLOBAL CORP | Corporate note | Q1 2014 | |
| DOLLAR FINANCIAL CORP | CV SR UNSEC NT | Q1 2014 | |
| E*TRADE FINANCIAL CORP | Common | Q1 2014 | |
| HEALTH CARE REIT INC | REIT | Q1 2014 | |
| HOUGHTON MIFFLIN HARCOURT CO | Common | Q1 2014 | |
| INTEGRA LIFESCIENCES HLD | Corporate note | Q1 2014 | |
| INTERMUNE INC | Corporate note | Q1 2014 | |
| LAM RESEARCH CORP | Corporate note | Q1 2014 | |
| LEAP WIRELESS INTL INC | Corporate note | Q1 2014 | |
| LEVEL 3 COMMUNICATIONS INC | Common | Q1 2014 | |
| OI SA-ADR | Common | Q1 2014 | |
| PROVIDENCE SERVICE CORP | Corporate note | Q1 2014 | |
| TAKE-TWO INTERACTIVE SOFTWARE | Corporate note | Q1 2014 | |
| VECTOR GROUP LTD | Corporate note | Q1 2014 | |
| WELLS FARGO & COMPANY | Preferred | Q1 2014 | |
| ACCURAY INC | Corporate note | Q4 2013 | |
| ALTRIA GROUP INC | Common | Q4 2013 | |
| AMBEV SA-SPN ADR | ADR | Q4 2013 | |
| AMERICA MOVIL | ADR | Q4 2013 | |
| Anglogold | ADR | Q4 2013 | |
| ARCELORMITTAL | Corporate note | Q4 2013 | |
| Baidu Inc | ADR | Q4 2013 | |
| BRISTOW GROUP INC | Corporate note | Q4 2013 | |
| Cemex SA-Sponsored ADR | ADR | Q4 2013 | |
| Cia Brasileira de Distribuicao Grupo Pao | CIA BRASILEIRA DE DISTRIBUICAO GRUPO PAO | Q4 2013 | |
| COMPANIA DE MINAS BUEN SPON ADR SER B | ADR | Q4 2013 | |
| CONTAINER STORE GROUP INC/THE | Common | Q4 2013 | |
| DEALERTRACK TECHNOLOGIES | Corporate note | Q4 2013 | |
| DELPHI AUTOMOTIVE PLC | Common | Q4 2013 | |
| ENDEAVOUR INTERNATIONAL | Corporate note | Q4 2013 | |
| GREENBRIER COS INC | Corporate note | Q4 2013 | |
| GRUPO TELEVISA SA DE SPN ADR REPORD | ADR | Q4 2013 | |
| HOLOGIC INC | Corporate note | Q4 2013 | |
| INTEL CORP | Corporate note | Q4 2013 | |
| JAKKS PACIFIC INC | Corporate note | Q4 2013 | |
| JARDEN CORP | Corporate note | Q4 2013 | |
| JINKOSOLAR HOLDING CO LT | Corporate note | Q4 2013 | |
| MGIC INVESTMENT CORP | Corporate note | Q4 2013 | |
| MGM RESORTS INTL | Corporate note | Q4 2013 | |
| Mobile Telesystems OJSC | ADR | Q4 2013 | |
| OLD REPUBLIC INTL CORP | Corporate note | Q4 2013 | |
| PETROLEO BRASILEIRO SA SPONSORED ADR | ADR | Q4 2013 | |
| PREFORMED LINE PRODUCTS CO | Common | Q4 2013 | |
| RPM INTERNATIONAL INC | Corporate note | Q4 2013 | |
| SALIX PHARMACEUTICALS LTD | CV SR UNSEC NT | Q4 2013 | |
| SANDISK CORP | Corporate note | Q4 2013 | |
| TAIWAN SEMICONDUCTOR SPONSORED ADR | ADR | Q4 2013 | |
| Tata Motors | ADR | Q4 2013 | |
| TELEF BRASIL | ADR | Q4 2013 | |
| Trina Solar LTD | TRINA SOLAR LTD | Q4 2013 | |
| TURKCELL ILETISIM HIZM SPONSORED ADR | ADR | Q4 2013 | |
| UNITED TECHNOLOGIES CORP | Preferred | Q4 2013 | |
| US STEEL CORP | CV SR UNSEC NT | Q4 2013 | |
| Vale S.A. PFD | VALE S A PFD | Q4 2013 | |
| AFFYMETRIX INC | Corporate note | Q3 2013 | |
| ALCATEL-LUCENT USA INC | Corporate note | Q3 2013 | |
| ALLIANCE ONE INTL INC | Corporate note | Q3 2013 | |
| ALPHA APPALACHIA HOLDING | Corporate note | Q3 2013 | |
| ALPHA NATURAL RESOURCES | Corporate note | Q3 2013 | |
| BALTIC TRADING LTD | Common | Q3 2013 | |
| CADENCE DESIGN SYS INC | Corporate note | Q3 2013 | |
| CENTRAL EURO MEDIA ENTER | Corporate note | Q3 2013 | |
| COMPANHIA DE BEBIDAS SPON ADR PFD | Common | Q3 2013 | |
| CRIMSON EXPLORATION INC | Common | Q3 2013 | |
| CUMULUS MEDIA INC-CL A | Common | Q3 2013 | |
| DFC GLOBAL CORP | Corporate note | Q3 2013 | |
| ELECTRONIC ARTS INC | Corporate note | Q3 2013 | |
| GENERAL CABLE CORP | Corporate note | Q3 2013 | |
| GOLDCORP INC | Corporate note | Q3 2013 | |
| Goldcorp Inc | Common | Q3 2013 | |
| GROUP 1 AUTOMOTIVE INC | Corporate note | Q3 2013 | |
| GT ADV TECHNOLOGIES INC | Corporate note | Q3 2013 | |
| HAWAIIAN HOLDINGS INC | Corporate note | Q3 2013 | |
| HDFC Bank Ltd. ADR | ADR | Q3 2013 | |
| HUTCHINSON TECHNOLOGY | Corporate note | Q3 2013 | |
| MANNKIND CORP | Corporate note | Q3 2013 | |
| NAVISTAR INTL CORP | Corporate note | Q3 2013 | |
| OMNICARE INC | Corporate note | Q3 2013 | |
| ORBOTECH LTD | Common | Q3 2013 | |
| PRICELINE.COM INC | Common | Q3 2013 | |
| RADIAN GROUP INC | Corporate note | Q3 2013 | |
| RF MICRO DEVICES INC | Corporate note | Q3 2013 | |
| TMS INTERNATIONAL CORP-A | Common | Q3 2013 | |
| XPO LOGISTICS INC | Corporate note | Q3 2013 | |
| ADVANCED MICRO DEVICES | Corporate note | Q2 2013 | |
| AFFILIATED MANAGERS GROUP | Common | Q2 2013 | |
| AMTRUST FINANCIAL SERVICES INC | Corporate note | Q2 2013 | |
| CONSTELLIUM NV- CLASS A | Common | Q2 2013 | |
| ENDO HEALTH SOLUTIONS IN | Corporate note | Q2 2013 | |
| EPR PROPERTIES | Preferred | Q2 2013 | |
| FIVE STAR QUALITY CARE INC | Corporate note | Q2 2013 | |
| FURNITURE BRANDS INTL INC | Common | Q2 2013 | |
| GENCO SHIPPING & TRADING LTD | Common | Q2 2013 | |
| GLOBALSTAR INC | Corporate note | Q2 2013 | |
| GOODRICH PETROLEUM CORP | Corporate note | Q2 2013 | |
| GREEN PLAINS RENEWABLE ENERGY | Corporate note | Q2 2013 | |
| Grupo Financiero Santander Mex | GRUPO FINANCIERO SANTANDER MEX | Q2 2013 | |
| HUTCHINSON TECHNOLOGY | Corporate note | Q2 2013 | |
| ICAHN ENTERPRISES LP | Corporate note | Q2 2013 | |
| INSULET CORPORATION | Corporate note | Q2 2013 | |
| Itau Unibanco Holding SA | ADR | Q2 2013 | |
| KNIGHT CAPITAL GROUP INC | Corporate note | Q2 2013 | |
| MCMORAN EXPLORATION CO | Corporate note | Q2 2013 | |
| NEWMONT MINING CORP | Corporate note | Q2 2013 | |
| NOVAGOLD RESOURCES INC | Corporate note | Q2 2013 | |
| OMNICARE INC | Corporate note | Q2 2013 | |
| Posco | ADR | Q2 2013 | |
| SAFEWAY INC | Common | Q2 2013 | |
| Sociedad Quimica y Minera de Chi | SOCIEDAD QUIMICA Y MINERA DE CHI | Q2 2013 | |
| TESLA MOTORS INC | Common | Q2 2013 |